FINRA Jobs in San Antonio
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Search Results - FINRA Jobs in San Antonio
Pyramid Consulting, Inc-San Antonio
sales calls for Compliance; Review regulatory rules (NAIC, State, FINRA); Experience as a Life Insurance Agent; Reports.
Task-oriented.
Strong attention to detail.
Ability to review/listen to sales calls for compliance.
Knowledge of suitability...
resume-library.com -
USAA-San Antonio
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
Millennium Group-San Antonio
and transactions within agreed-upon SLOs and with a high degree of efficiency and effectiveness.
• Knowledge of suitability reviews/recommendations.
• Knowledge of regulatory requirements (NAIC, State, and/or FINRA).
• Effectively communicates findings...
resume-library.com -
USAA-San Antonio
have:
• High School Diploma or General Equivalency Diploma required.
• Active Group 1 Life & Health license
• Active, in good standing, and maintained FINRA 7 license
• Active, in good standing, and maintained FINRA Series 66 (or 63 & 65) license...
San Antonio
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
USAA-San Antonio
Required maintenance of Life/Health license.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able to successfully pass background check and meet all USAA and regulatory...
USAA-San Antonio
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
• 6 or more years of related experience in financial services operations to include process improvement...
USAA-San Antonio
LIFE SPECIALIZATION / HEALTH SOLUTIONS: Licensing is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53) may be required.
• 6 or more years of related...
Charles Schwab-San Antonio
write, and speak in Spanish.
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
Preferred Qualifications:
• Preferably 1-2 years of experience in Client...
Charles Schwab-San Antonio
clients to "Own their tomorrow".
What you have
Required Qualifications:
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
• Bilingual in Spanish, Cantonese...
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