FINRA Jobs in Sun City (AZ)
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Search Results - FINRA Jobs in Sun City (AZ)
USAA-Phoenix, 17 mi from Sun City (AZ)
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
The Charles Schwab Corporation-Phoenix, 17 mi from Sun City (AZ)
expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.What you haveRequired:CFP designation or CFA designation requiredBachelor’s degreeActive and valid FINRA Series 7 license (may consider...
USAA-Phoenix, 17 mi from Sun City (AZ)
Required maintenance of Life/Health license.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able to successfully pass background check and meet all USAA and regulatory...
Flagstar Bank-Scottsdale, 23 mi from Sun City (AZ)
Failure to pass exam/or no attempt to take exam will result in removal from LBE program)
• FINRA Security Industry Essentials (SIE) (required within 90 days of passing the Life and Health Insurance exam. Failure to pass exam/or no attempt to take exam...
mindmatch.ai -
USAA-Phoenix, 17 mi from Sun City (AZ)
have:
• High School Diploma or General Equivalency Diploma required.
• Active Group 1 Life & Health license
• Active, in good standing, and maintained FINRA 7 license
• Active, in good standing, and maintained FINRA Series 66 (or 63 & 65) license...
Pyramid Consulting, Inc-Scottsdale, 23 mi from Sun City (AZ)
understanding of the state and local laws necessary to understand the legal implications of certain product features in different states.
Understands the consequences of not following the FINRA rules and regulations.
Excellent verbal and written communication...
resume-library.com -
Phoenix, 17 mi from Sun City (AZ)
correspondence, and responding to FINRA inquiries. The Specialist will also provide ongoing customer service, support compliance-related requests, and apply continuous improvement techniques to enhance procedural efficiency. The position demands high attention...
joincambridge.com -
Phoenix, 17 mi from Sun City (AZ)
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Phoenix, 17 mi from Sun City (AZ)
a broker dealer/RIA.
Financial Industry Regulatory Authority (FINRA) Series 7 is required.
Compensation: $175,000 base pay plus incentive compensation. This salary is a good faith estimate of the compensation to be offered for this position based...
joincambridge.com -
Randstad-Scottsdale, 23 mi from Sun City (AZ)
to ensure compliance with FINRA or other professional licensure requirements, company policies, firms, plan documents and state and local laws.
• Educates customers to ensure understanding of tax implications, penalties/surrender charges, death benefit...
randstadusa.com -
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