Investment Advisor Jobs in Boston
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Search Results - Investment Advisor Jobs in Boston
Fanning Personnel-Boston
A dynamic and growing SEC registered investment adviser with approximately $7 billion in regulatory assets under management is currently seeking a highly focused and experienced Chief Compliance Officer (CCO). This position will lead the Compliance...
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Back Bay Staffing Group-Boston
Back Bay Staffing Group's Investment Management Legal Division, is offering new opportunities for investment management associates and partners, with experience in the Investment Company Act of 1940, the Investment Advisers Act of 1940...
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Fidelity Investments-Boston
Job Description:
The Department
Strategic Advisers, LLC is a registered investment advisor and wholly owned subsidiary of FMR LLC that provides investment management services to clients through Fidelitys retail and institutional distribution...
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Trillium Asset Management LLC-Boston
environment with some legal restrictions embedded because we are a regulated Registered Investment Advisor and U.S.-based employer. There are job functions within the company that may require some employees to work full-time within one of our office locations...
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Arrowstreet Capital-Boston
commingled investment funds. We are a registered investment adviser with the U.S. Securities and Exchange Commission (SEC), and a registered commodity trading advisor and commodity pool operator with the U.S. Commodity Futures Trading Commission (CFTC...
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National Venture Capital Association-Boston
filings, and compliance obligations.
2. Structure, draft, and negotiate agreements for secondary transactions, fund formations, and venture investments.
3. Ensure adherence to securities laws (Securities Act of 1933, Investment Advisers Act of 1940), AML...
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Fidelity TalentSource-Boston
manner with a low number of errors.
The Role
The Associate Compliance Analyst is part of a team responsible for providing registration and licensing support to maintain the securities registrations, investment advisor appointments, and insurance...
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Pernini Legal, LLC-Boston
in registered investment companies(link removed)>
• Familiarity with the Investment Company Act and Investment Advisers Act is necessary.
• Exposure to exchange-traded funds, variable insurance products, business development companies, investment advisers...
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CBOHN-Boston
on business decisions relating to disclosures, insider trading policies and procedures, and broker registration requirements
The ideal candidate will also have experience representing publicly traded companies, brokers, and investment advisors
Strong...
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Fidelity Investments-Boston
registered investment advisers and corporations.
The Expertise You Have
• Bachelors degree in finance, economics, or accounting
• 4+ years of related credit experience
• MBA a plus
• CFA or CFA Candidacy helpful but not required, or willingness to obtain...
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Boston
documents is required
• Prior work experience at a registered investment advisor is a plus
• Ability to work independently
• Strong commitment to outstanding customer service
• High level of proficiency in Microsoft Office 365
• Prioritization...
icims.com -
Fidelity Investments-Boston
the application window closes when the position is filled or unposted.
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA...
Fidelity Investments-Boston
Job Description:
Director Finance
This Director role is a member of the Fidelity Wealth team in support of the Investment Advisory Group (IAG). The primary objective of this role will be leading a team of associates providing financial...
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Fidelity Investments-Boston
the application window closes when the position is filled or unposted.
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA...
Geode Capital Management-Boston
it advises and sub-advises.
The General Counsel will be responsible for overseeing all legal and regulatory matters for GCM and its affiliates (collectively “Geode”). GCM is registered as an investment adviser with the SEC and as a commodity pool operator...
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