Investment Advisor Jobs in California
1 - 15 of 58
Search Results - Investment Advisor Jobs in California
Mission Creek Capital Partners Inc.-San Francisco
Company Description
We are an independent registered investment advisor (RIA) firm in the San Francisco Bay Area. We provide specialized investment management strategies and solutions for a range of clients, including institutions, limited...
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Beacon Pointe Advisors LLC-Los Angeles
and/or operations; preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer
• Demonstrated experience and knowledge of client service and operational processes
• Exceptional written and verbal communication skills...
Equitable Advisors-San Francisco
offices
Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered...
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IQ-EQ-San Francisco
Job Description
Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
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Cetera Financial Group-San Diego
through trusted financial advisors and financial institutions. Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions.
Through its multiple distinct firms, Cetera...
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1 similar job: El Segundo
IQ-EQ-San Francisco
Job Description
Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
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Regal Executive Search-Newport Beach
data review.
Qualifications:
• Bachelor’s degree required (Finance, Business, or Economics preferred).
• 5-10+ years of relevant experience working with high-net-worth individuals; preferably with a Registered Investment Advisor (RIA), investment...
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Knowhirematch-San Francisco
sophisticated advice to clients on regulatory and compliance matters affecting registered investment companies.
Guide clients on adhering to federal regulations, particularly under the Investment Company Act and Investment Advisers Act, and assist with complex...
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LPL Financial LLC-San Diego
on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve, supporting more than 22,000 financial advisors, 1,100 institution-based investment programs, and 500 independent RIA firms...
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Capital Advisors Group, Inc.-Hayward
CAPITAL ADVISORS GROUP, INC.
VICE PRESIDENT of BUSINESS DEVELOPMENT
Job Description
Capital Advisors Group, Inc. (www.capitaladvisors.com), an independent institutional investment advisor specializing in cash investment management and debt...
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7 similar jobs: Sonoma, Fremont, Sunnyvale, San Mateo, San Jose...
Allocator Jobs-Newport Beach
and evaluating private equity co-investments. You will fill a new role that sits on a team of eight people in Pacific Private Fund Advisors LLC, a SEC registered investment advisor wholly owned by Pacific Life.
How you’ll help move us forward:
• Diligence...
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Cetera Financial Group-El Segundo
Cetera Financial Group (CFG) is seeking a Senior Investment Solution Specialist to play a key role in integrating newly acquired firms and assets onto our award-winning investment advisory platform, My Advice Architect, currently representing...
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4 similar jobs: Des Moines, Schaumburg, Saint Paul, Minneapolis
Robert Half-Redwood City
Job Title: Investment Operations Assistant (Temporary Onsite)
Location: Redwood City
Duration: Temporary (with potential for extension)
About Us: We are a registered investment advisor (RIA) focused on providing comprehensive wealth management...
roberthalf.com -
Capstone Search Group-San Francisco
for driving new revenue growth by partnering with health insurance brokers, benefit consultants, general agencies, and registered investment advisors.
• Conduct proper discovery, create an up-front contract, handle objections, and close employer business...
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Pernini Legal, LLC-Los Angeles
investment companies(link removed)>
• Familiarity with the Investment Company Act and Investment Advisers Act is necessary.
• Exposure to exchange-traded funds, variable insurance products, business development companies, investment advisers, or commodities...
jobvertise.com -
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