Investment Advisor Jobs in California
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Search Results - Investment Advisor Jobs in California
Fernridge Group-San Francisco
ensuring documentation is complete and organized
• Assist in drafting closing documents and signature packages
• Help with investment adviser registration filings (Form ADV and SEC filings)
Qualifications:
• Bachelor’s degree in finance, accounting, legal...
mindmatch.ai -
Robert Half-Menlo Park (CA)
investment adviser managing billions in assets, they provide the capital and expertise necessary to elevate companies to the global stage.In this role, you will report to the CFO and Director, ensuring excellence in daily accounting and reporting operations...
Cresset-San Francisco
opportunities available to the largest single-family offices and endowments. We offer deeply personalized wealth management, investment advisory, and family office services through Cresset Asset Management, an SEC-registered investment advisor that has surpassed...
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Knowhirematch-San Francisco
sophisticated advice to clients on regulatory and compliance matters affecting registered investment companies.
Guide clients on adhering to federal regulations, particularly under the Investment Company Act and Investment Advisers Act, and assist with complex...
resume-library.com -
Leah Yosef International-San Francisco
Overview
Top Tier National Registered Investment Advisor is seeking a Senior Wealth Advisor to manage high-net-worth client relationships inherited from retiring advisors and sourced from the custodial referral channels.
Join the fastest growing...
mindmatch.ai -
Regal Executive Search-Newport Beach
data review.
Qualifications:
• Bachelor’s degree required (Finance, Business, or Economics preferred).
• 5-10+ years of relevant experience working with high-net-worth individuals; preferably with a Registered Investment Advisor (RIA), investment...
appcast.io -
Robert Half-San Francisco
Please contact Michelle Espejo via LinkedIn or Email for fastest consideration for this opportunity.
Our client, a prestigious Registered Investment Advisor managing approximately $10 billion in assets, is looking for a dynamic Associate Advisor...
roberthalf.com -
Sunrun-San Francisco
for the production of the annual Impact Report; track trends in ESG investing and advise leaders in the organization on an optimal strategy to effectively communicate our ESG efforts; assist with our ESG disclosures.Prepare briefing documents on investors ahead...
Research Affiliates-Newport Beach
strategies, and creation of presentation material. In this role, you will work closely with both the client facing, research, marketing, and compliance teams.
Research Affiliates is a globally recognized investment advisor. Our firm was founded in 2002...
mindmatch.ai -
1 similar job: Miami
Pernini Legal, LLC-San Francisco
in registered investment companies(link removed)>
• Familiarity with the Investment Company Act and Investment Advisers Act is necessary.
• Exposure to exchange-traded funds, variable insurance products, business development companies, investment advisers...
jobvertise.com -
Cetera Financial Group-El Segundo
Cetera Financial Group is currently seeking a Supervision Specialist for Cetera Investment Services. This is a unique opportunity to help advisors by making them aware of sales practice issues from a supervision perspective.
This is a hybrid role...
mindmatch.ai -
Social Capital Resources LLC-San Francisco
and Client broker-dealer regulation and regulatory environment
Trade Surveillance experience is a must
Must have working knowledge of Investment Advisors Act of 1940
Experience with Mutual Funds
Familiarity within a regulatory, legal, compliance...
resume-library.com -
1 similar job: Los Angeles
Robert Half-Menlo Park (CA)
registered investment adviser managing billions in assets, they provide specialized capital and expertise to help companies achieve global prominence.
In this crucial role, you will be a key member of the Finance Team, reporting directly to the Director...
roberthalf.com -
Sunrun-San Francisco
in investor relations or other capital market ecosystem (equity research, investment banking, investment advisor) and Excellent written & verbal communication skills, with an emphasis on high-impact persuasive and technical writing, with impeccable grammar...
Alliance Resource Group-Los Angeles
corporations, partnerships, LLCs, and trust preparation experience.
• Ability to prepare working trial balance and year-end adjusting entries.
• Expert understanding of individual, corporate taxation of pass-throughs, estate and gift tax, investment advisory...
appcast.io -
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