Investment Advisor Jobs in Illinois
1 - 15 of 30
Search Results - Investment Advisor Jobs in Illinois
Kovitz-Chicago
questions and requests
• Assist with annual compliance review and other periodic compliance reviews
• Oversight of our 3rd party compliance consultant
• Investment Advisory Agreement review and signoff – Electronic consent CRM updates
• Assist with tasks...
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IQ-EQ-Chicago
Job Description
Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
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Talently-Wheaton (IL)
Job Title: Deputy Chief Compliance Officer
Location: Wheaton, IL (Onsite)
Compensation: $140K-170K+ Bonus
Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940...
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IQ-EQ-Chicago
Job Description
Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
resume-library.com -
2 similar jobs: Dallas, New York
Cetera Financial Group-Schaumburg
advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is an independent financial advisor network and a leading provider of retail services to the investment...
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RK Partners-Chicago
can focus on activities that get results. A Financial Advisor with us has more avenues to provide to their clients. This also means you are CRIA licensed (Corporate Registered Investment Advisor). Requirement options for CRIA: Series 65 (pre and post...
talentnest.com -
CBOHN-Chicago
a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act. Experience with private equity secondary transactions and/or GP-led restructurings would also be helpful.
All candidates must be admitted to the state...
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McCormack Schreiber Legal Search-Chicago
and work on all aspects of fund formation, operations, and compliance. This leading practice has a global client base that includes investors, fund sponsors, and investment advisers. This is an excellent opportunity to join a highly-regarded firm that has...
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Capstone Financial Advisors Inc.-Downers Grove
Receptionist
Summary/Objective
Capstone Financial Advisors has an immediate opening for a Receptionist.
We are a fee-only, independent Registered Investment Advisor (RIA), providing high-net-worth clients wealth management services tailored...
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McCormack Schreiber Legal Search-Chicago
endowments, insurance companies, registered investment advisors, and high net worth individuals worldwide.
Highlights:
• Excellent compensation and benefits
• 100% employee-owned company
• Named a best place to work for money management
• Future opportunity...
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New York Life Insurance Company-Chicago
wealth planning practice by becoming a Financial Advisor with our investment advisory affiliate Eagle Strategies LLC, a Registered Investment Adviser. As a New York Life Agent, you will also have access to the company’s Advanced Planning Group for large...
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2 similar jobs: Milwaukee, Roanoke
Amanwithaplanservices-Chicago
management experience. Candidates should be familiar with the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Private equity and hedge fund formation experience is also helpful.
Associate Corporate Mergers & Acquisitions
Mergers...
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Morningstar Credit Ratings, LLC-Chicago
financial advisors and wealth managers, asset managers, retirement plan providers and sponsors, and issuers of fixed-income securities. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment...
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Robert Half-Naperville
of the firm. The Senior Paralegal also assists the department with various other projects as needed (e.g., corporate, investment adviser, private fund, global fund, real estate, etc.). The successful candidate will be a self-starter who can prioritize and work...
roberthalf.com -
Page Executive-Chicago
financial trends, and forecasts.
• Partner with investment advisors and report to the executive management and the Board of Directors advising on the investment portfolio
• Develop tools and systems to provide critical financial and operations information...
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