Investment Advisor Jobs in Melville (NY)
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Search Results - Investment Advisor Jobs in Melville (NY)
Procyon Partners-Melville (NY)
for Procyon
Procyon is a growing firm with over 50 employees across eight states. Our Employee Benefits Practice provides benefits and retirement plan consulting services, while our Registered Investment Advisor (RIA) manages over $7 billion dollars on behalf...
mindmatch.ai -
Melville (NY)
a financial planning practice that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary...
icims.com -
New York Life Insurance Company-Melville (NY)
FINRA/SIPC), a Licensed Insurance Agency and a New York Life company.
2. Wealth management and advisory services offered by Financial Advisors of Eagle Strategies LLC, a Registered Investment Adviser and a New York Life company. Qualification...
mindmatch.ai -
SimpleCiti Companies-New York, 31 mi from Melville (NY)
and excellence.
Role Description:
SimpleCITI is looking for someone with a background in Commerical Real Estate to join the company's Board of Advisors for strategic decision-making, investment strategy, capital raising/allocation efforts.
This individual...
resume-library.com -
Bankers Life-New Rochelle, 21 mi from Melville (NY)
in your career development with our three career tracks: Financial Professional, Sales Leadership and Investment Advisor
• Earn highly competitive commission structure, passive income opportunities and bonus programs, retirement savings program and more...
mindmatch.ai -
IQ-EQ-New York, 31 mi from Melville (NY)
Job Description
Position Summary: Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
resume-library.com -
Michael Page-New York, 31 mi from Melville (NY)
advisory experience, with consideration for similar experience with a regulator or law firm.
• Experience providing legal, regulatory, or compliance advice to Markets sales and trading.
• Knowledge of Corporate Investment Banking and Capital Markets...
michaelpage.com -
CBOHN-New York, 31 mi from Melville (NY)
a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act.
Experience with private equity secondary transactions and/or GP-led restructurings would also be helpful.
All candidates must be admitted to the state...
resume-library.com -
Arena Investors I Quaestor Advisors-Purchase, 23 mi from Melville (NY)
middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;
• Support the CCO with FINRA broker-dealer requirements;
• Monitoring of Client...
workable.com -
JCW Group-Westchester (NY), 22 mi from Melville (NY)
Role and Responsibilities
• Assisting in registering clients as investment advisers with the SEC
• Preparing policies and procedures, reports, memoranda and other client deliverables
• Supporting senior consultants with client engagements...
mindmatch.ai -
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