Investment Advisor Jobs in New York
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Search Results - Investment Advisor Jobs in New York
Masterworks-New York
to hear from you!
Position Overview:
Each day, the Membership Team engages with and onboards several hundred prospective investors. As an Investment Advisor for Masterworks Advisers (a subsidiary of Masterworks), you will be the first point of contact...
mindmatch.ai -
Tandym Health-New York
An investment advisor located in New York City is actively seeking a dynamic and experienced professional to join their staff as their new Vice President of Portfolio Finance. In this role, the Vice President of Portfolio Finance will position...
IQ-EQ-New York
Job Description
Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
resume-library.com -
Masterworks-New York
from you!
Position Overview
Masterworks is looking for Sales Associates to do outbound work to potential investors by phone, igniting their interest in investing in art, and scheduling them to speak with one of our Senior Investment Advisors.
We...
mindmatch.ai -
SimpleCiti Companies-New York
and excellence.
Role Description:
SimpleCITI is looking for someone with a background in Commerical Real Estate to join the company's Board of Advisors for strategic decision-making, investment strategy, capital raising/allocation efforts.
This individual...
resume-library.com -
Green Key Resources-New York
Position Overview
The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. This role requires an understanding of the regulatory landscape affecting investment advisers, particularly the Investment...
mindmatch.ai -
HR Talent Partners-New York
strong, dynamic teams while helping individuals grow and succeed in their careers.
The Opportunity:
Our Client is seeking candidates with at least 3 - 8 years' experience in the Investment Company Act of 1940, the Investment Advisers Act of 1940...
resume-library.com -
Octagon Credit Investors-New York
Octagon Credit Investors, LLC is a 30-year-old, $33 billion below-investment grade corporate credit investment adviser focused on leveraged loan, high yield bond and structured credit (CLO debt and equity) investments.
Through fundamental credit...
mindmatch.ai -
IQ-EQ-New York
and internal control testing
Lead onsite training to clients regarding regulatory requirements and best practices
Register clients as broker-dealers or investment advisers with the appropriate regulatory bodies
Lead in conducting mock regulatory exams...
resume-library.com -
Octagon Credit Investors-New York
Employer Summary:
Octagon Credit Investors, LLC is a 30-year-old, $33 billion below-investment grade corporate credit investment adviser focused on leveraged loan, high yield bond and structured credit (CLO debt and equity) investments.
Through...
mindmatch.ai -
SimpleCiti Companies-New York
and products to Registered Investment Advisors (RIAs).
Build and maintain long-term relationships through remote and in-person interactions.
Product Approval & Onboarding
Lead product approvals on RIA platforms, handling due diligence and compliance.
Create...
resume-library.com -
Michael Page-New York
advisory experience, with consideration for similar experience with a regulator or law firm.
• Experience providing legal, regulatory, or compliance advice to Markets sales and trading.
• Knowledge of Corporate Investment Banking and Capital Markets...
michaelpage.com -
New York
dealer or registered investment advisor required, knowledge of complex products is a plus
• Knowledge of the securities industry, from a product, corporate governance, compliance and operational perspective
• Deadline-oriented and the ability to analyze...
rockco.com -
Pernini Legal, LLC-New York
to candidates in New York, NY or Washington, D.C(link removed) and focuses on handling complex matters related to the Investment Company Act and Investment Advisers Act.
Candidate Profile:
• JD from a top-tier law school with a strong academic record.
• Bar...
jobvertise.com -
New York
in a compliance function at an SEC-registered investment adviser, or at a regulator or law firm. The candidate must possess a thorough understanding of the Investment Advisers Act of 1940 and certain aspects of the Investment Company Act
• Experience in private...
icims.com -
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