Investment Advisor Jobs in New York
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Search Results - Investment Advisor Jobs in New York
Masterworks-New York
to hear from you!
Position Overview:
Each day, the Membership Team engages with and onboards several hundred prospective investors. As an Investment Advisor for Masterworks Advisers (a subsidiary of Masterworks), you will be the first point of contact...
mindmatch.ai -
Tandym Health-New York
An investment advisor located in New York City is actively seeking a dynamic and experienced professional to join their staff as their new Vice President of Portfolio Finance. In this role, the Vice President of Portfolio Finance will position...
Cardea Group-New York
Monitor the investment/research’s team use of expert networks
• Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates
Qualifications:
• 8-12+ years of experience in an investment advisor (private equity, private...
mindmatch.ai -
IQ-EQ-New York
Job Description
Position Summary: Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
resume-library.com -
Green Key Resources-New York
Position Overview
The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. This role requires an understanding of the regulatory landscape affecting investment advisers, particularly the Investment...
mindmatch.ai -
SimpleCiti Companies-New York
and excellence.
Role Description:
SimpleCITI is looking for someone with a background in Commerical Real Estate to join the company's Board of Advisors for strategic decision-making, investment strategy, capital raising/allocation efforts.
This individual...
resume-library.com -
Octagon Credit Investors-New York
Employer Summary:
Octagon Credit Investors, LLC is a 30-year-old, $33 billion below-investment grade corporate credit investment adviser focused on leveraged loan, high yield bond and structured credit (CLO debt and equity) investments.
Through...
mindmatch.ai -
IQ-EQ-New York
Job Description
Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
resume-library.com -
Octagon Credit Investors-New York
Octagon Credit Investors, LLC is a 30-year-old, $33 billion below-investment grade corporate credit investment adviser focused on leveraged loan, high yield bond and structured credit (CLO debt and equity) investments.
Through fundamental credit...
mindmatch.ai -
CBOHN-New York
a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act.
Experience with private equity secondary transactions and/or GP-led restructurings would also be helpful.
All candidates must be admitted to the state...
resume-library.com -
Pernini Legal, LLC-New York
to candidates in New York, NY or Washington, D.C(link removed) and focuses on handling complex matters related to the Investment Company Act and Investment Advisers Act.
Candidate Profile:
• JD from a top-tier law school with a strong academic record.
• Bar...
jobvertise.com -
Michael Page-New York
advisory experience, with consideration for similar experience with a regulator or law firm.
• Experience providing legal, regulatory, or compliance advice to Markets sales and trading.
• Knowledge of Corporate Investment Banking and Capital Markets...
michaelpage.com -
New York
dealer or registered investment advisor required, knowledge of complex products is a plus
• Knowledge of the securities industry, from a product, corporate governance, compliance and operational perspective
• Deadline-oriented and the ability to analyze...
rockco.com -
New York Life Insurance Company-New York
D functional teams, the role will work closely with business counterparts across New York Life in Recruiting & Development, Sales, Service, Eagle Investment Advisory, NYLIFE Securities, Life and other products, Technology and others.
The candidate...
appcast.io -
New York
a financial planning practice that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary...
icims.com -
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