Investment Advisor Jobs in New York State
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Search Results - Investment Advisor Jobs in New York State
Bessemer Trust Company-New York
adviser), the Compliance Manager will assist in administering the 206(4)-7 and 38a-1 compliance programs and advising on other related investment management activities of Bessemer Trust.
Key Responsibilities:
As a senior member of the Compliance team...
Tandym Health-New York
An investment advisor located in New York City is actively seeking a dynamic and experienced professional to join their staff as their new Vice President of Portfolio Finance. In this role, the Vice President of Portfolio Finance will position...
SimpleCiti Companies-New York
and excellence.
Role Description:
SimpleCITI is looking for someone with a background in Commerical Real Estate to join the company's Board of Advisors for strategic decision-making, investment strategy, capital raising/allocation efforts.
This individual...
resume-library.com -
Michael Page-New York
global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide...
CBOHN-New York
a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act.
Experience with private equity secondary transactions and/or GP-led restructurings would also be helpful.
All candidates must be admitted to the state...
resume-library.com -
Atlantic Group-New York
parties.
• Assist with regulatory audits, inquiries, and subpoenas.
Qualifications:
• 2+ years of experience in in-house legal and/or compliance department (JD from an accredited law school is a plus)
• Knowledge of the Investment Advisers Act of 1940...
mindmatch.ai -
SimpleCiti Companies-New York
sovereign funds, private equity funds, hedge funds, and mutual funds.
Retail Investors: Registered Investment Advisors (RIA), Broker-Dealers (BD), and High-Net-Worth (HNW) individuals.
You will need to possess extensive relationships of these contacts...
resume-library.com -
Pernini Legal, LLC-New York
investment companies(link removed)>
• Familiarity with the Investment Company Act and Investment Advisers Act is necessary.
• Exposure to exchange-traded funds, variable insurance products, business development companies, investment advisers, or commodities...
jobvertise.com -
1 similar job: Boston
redShift Recruiting-Latham (NY)
opportunities by fostering relationships with existing private equity/debt entities and emerging investment advisors.-Cultivate and sustain a network within influential circles of the private fund sector, such as audit, tax, and legal advisory firms, consultants...
smartsearchonline.com -
SimpleCiti Companies-New York
and products to Registered Investment Advisors (RIAs).
Build and maintain long-term relationships through remote and in-person interactions.
Product Approval & Onboarding
Lead product approvals on RIA platforms, handling due diligence and compliance.
Create...
resume-library.com -
New York Life Insurance Company-New York
Eagle Investment Advisory, NYLIFE Securities, Life and other products, as well as Digital, Enterprise Data Management, Enterprise Integration Services, Technology and others. The candidate should have strong, in-depth knowledge of business-to-business...
appcast.io -
Velocity Search Group Inc-New York
initiatives. The NA Intermediary line of business consists of 100+ salespersons across the United States, covering Broker Dealers/Wirehouses, Private Banks, Registered Investment Advisors (RIA), Subadvisory, and Retirement relationships.
This is a AVP/VP role...
resume-library.com -
New York Life Insurance Company-New York
AI & Data.
In addition to working with AI&D functional teams, the role will work closely with business counterparts across New York Life in Recruiting & Development, Sales, Service, Eagle Investment Advisory, NYLIFE Securities, Life and other...
appcast.io -
Michael Page-New York
About Our Client
A registered investment adviser and broker-dealer focused on growth investing based in Manhattan.
Job Description
• Wireless Network Design and Deployment:
• Plan, implement, and optimize wireless networks to meet...
michaelpage.com -
New York Life Insurance Company-New York
D functional teams, the role will work closely with business counterparts across New York Life in Recruiting & Development, Sales, Service, Eagle Investment Advisory, NYLIFE Securities, Life and other products, Technology and others.
The candidate...
appcast.io -
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