Investment Advisor Jobs in New York State
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Search Results - Investment Advisor Jobs in New York State
Joseph Gunnar & Co., LLC-Garden City (NY)
a value-added component to financings.
Role Description
This is a full-time on-site role for a Registered Investment Advisor located in Garden City, NY. The Registered Investment Advisor will be responsible for providing financial planning, investment...
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Tandym Health-New York
An investment advisor located in New York City is actively seeking a dynamic and experienced professional to join their staff as their new Vice President of Portfolio Finance. In this role, the Vice President of Portfolio Finance will position...
Masterworks-New York
to hear from you!
Position Overview:
Each day, the Membership Team engages with and onboards several hundred prospective investors. As an Investment Advisor for Masterworks Advisers (a subsidiary of Masterworks), you will be the first point of contact...
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IQ-EQ-New York
Job Description
Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
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ESL Investment Services LLC-Rochester
Maintain contact with advisors to revise client plans based on modified needs of client or changes in investment market
Supervision of Planning Activity
Supervise plans prepared by FC/WM for accuracy and make recommendations.
Provide education on complex...
IQ-EQ-New York
Job Description
Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
resume-library.com -
Cardea Group-New York
Monitor the investment/research’s team use of expert networks
• Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates
Qualifications:
• 8-12+ years of experience in an investment advisor (private equity, private...
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SimpleCiti Companies-New York
and excellence.
Role Description:
SimpleCITI is looking for someone with a background in Commerical Real Estate to join the company's Board of Advisors for strategic decision-making, investment strategy, capital raising/allocation efforts.
This individual...
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Octagon Credit Investors-New York
Octagon Credit Investors, LLC is a 30-year-old, $33 billion below-investment grade corporate credit investment adviser focused on leveraged loan, high yield bond and structured credit (CLO debt and equity) investments.
Through fundamental credit...
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Pharo Management-New York
documentation standards to ensure consistent practices across all firm contracts and fund investments.
• Advise senior partners on litigation, regulatory, governance and transactional matters.
• Manage relationships with outside counsel, including US, UK...
appcast.io -
Bankers Life-Albany
in your career development with our three career tracks: Financial Professional, Sales Leadership and Investment Advisor
• Earn highly competitive commission structure, passive income opportunities and bonus programs, retirement savings program and more...
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4 similar jobs: Bakersfield, Virginia Beach, Roanoke, Toledo
CBOHN-New York
a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act.
Experience with private equity secondary transactions and/or GP-led restructurings would also be helpful.
All candidates must be admitted to the state...
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IQ-EQ-New York
Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7...
smartrecruiters.com -
SimpleCiti Companies-Garden City (NY)
sovereign funds, private equity funds, hedge funds, and mutual funds.
Retail Investors: Registered Investment Advisors (RIA), Broker-Dealers (BD), and High-Net-Worth (HNW) individuals.
You will need to possess extensive relationships of these contacts...
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Morgan Stanley-Harrison (NY)
and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services.
As a market leader, the talent and passion of our people...
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