Investment Advisor Jobs in New York State
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Search Results - Investment Advisor Jobs in New York State
Tandym Health-New York
An investment advisor located in New York City is actively seeking a dynamic and experienced professional to join their staff as their new Vice President of Portfolio Finance. In this role, the Vice President of Portfolio Finance will position...
Octagon Credit Investors-New York
Employer Summary:
Octagon Credit Investors, LLC is a 25-year-old, $34B+ investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active portfolio...
mindmatch.ai -
IQ-EQ-New York
Job Description
Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services
through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
resume-library.com -
Atlantic Group-New York
Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment...
mindmatch.ai -
CBOHN-New York
a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act.
Experience with private equity secondary transactions and/or GP-led restructurings would also be helpful.
All candidates must be admitted to the state...
resume-library.com -
Octagon Credit Investors-New York
Employer Summary:
Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active...
mindmatch.ai -
Direct Counsel, LLC-New York
Responsibilities:
Counsel registered investment advisors and broker-dealers on regulatory and compliance-related issues, particularly concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940.
Conduct statutory and regulatory analysis...
resume-library.com -
Atlantic Group-New York
relating to the Investment Advisers Act.
Responsibilities:
• Manage a small team of analysts in the administration of the firm’s compliance functions.
• Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other...
mindmatch.ai -
Pernini Legal, LLC-New York
to candidates in New York, NY or Washington, D.C(link removed) and focuses on handling complex matters related to the Investment Company Act and Investment Advisers Act.
Candidate Profile:
• JD from a top-tier law school with a strong academic record.
• Bar...
jobvertise.com -
Lateral Link-New York
and the Securities Act of 1933 experience
• Experience with mutual funds, ETFs, closed-end funds, independent trustees/directors, registered investment companies and investment advisers
• Outstanding academic credentials and license to practice law in either New York...
mindmatch.ai -
SimCorp-New York
with the wealth management industry with RIAs, Investment Advisors, Tax Overlay, Direct Indexing and Model portfoliosExperience with Fixed Income and Multi-Asset Class investing highly desirableWould be comfortable applying quantitative methods for analysis...
Phaxis LLC-New York
experience in an investment management firm, financial institution, or consultancy supporting hedge funds, private equity, or investment managers.
Knowledge of U.S. regulatory requirements, particularly the Investment Advisers Act; NFA and/or Client...
resume-library.com -
Robert Half-New York
and administrative tasks related to estate and trust administration. Your role will also involve working with different stakeholders including clients, attorneys, and investment advisors.
Responsibilities:
• Accurately prepare probate and administration papers along...
roberthalf.com -
Mohawk Opportunities Inc.-Schenectady
and that they are earning competitive interest rates.
Develops and maintains relationships with external business partners such as financial institutions, insurance brokers, investment advisors, regulatory agencies, vendors, community partners and other stakeholders...
resume-library.com -
2 similar jobs: La Grande, Cumberland
redShift Recruiting-Latham (NY)
opportunities by fostering relationships with existing private equity/debt entities and emerging investment advisors.-Cultivate and sustain a network within influential circles of the private fund sector, such as audit, tax, and legal advisory firms, consultants...
smartsearchonline.com -
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