Investment Advisor Jobs in San Mateo (CA)
Search jobs in
1 - 10 of 10
Search Results - Investment Advisor Jobs in San Mateo (CA)
Equitable Advisors-San Mateo (CA)
offices
Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered...
mindmatch.ai -
Alvarez & Marsal Europe-San Francisco, 15 mi from San Mateo (CA)
Description
Director, National Security - Foreign Direct Investment Advisory
Alvarez & Marsal is a premier independent global professional services firm specializing in providing turnaround management, restructuring, performance improvement...
Capital Advisors Group, Inc.-San Mateo (CA)
CAPITAL ADVISORS GROUP, INC.
VICE PRESIDENT of BUSINESS DEVELOPMENT
Job Description
Capital Advisors Group, Inc. (www.capitaladvisors.com), an independent institutional investment advisor specializing in cash investment management and debt...
mindmatch.ai -
IQ-EQ-San Francisco, 15 mi from San Mateo (CA)
Job Description
Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
resume-library.com -
Paulson Investment Company, LLC-San Mateo (CA)
Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm focused on the micro to mid-cap (public & private) markets. We provide a broad range of investment...
mindmatch.ai -
Knowhirematch-San Francisco, 15 mi from San Mateo (CA)
sophisticated advice to clients on regulatory and compliance matters affecting registered investment companies.
Guide clients on adhering to federal regulations, particularly under the Investment Company Act and Investment Advisers Act, and assist with complex...
resume-library.com -
Social Capital Resources-San Mateo (CA)
knowledge of SEC and FINRA broker-dealer regulation and regulatory environment
• Trade Surveillance experience is a must
• Must have working knowledge of Investment Advisors Act of 1940
• Experience with Mutual Funds
• Familiarity within a regulatory, legal...
mindmatch.ai -
Capstone Search Group-San Mateo (CA)
for driving new revenue growth by partnering with health insurance brokers, benefit consultants, general agencies, and registered investment advisors
• Conduct proper discovery, create an up-front contract, handle objections, and close employer business...
mindmatch.ai -
Insight Global-San Mateo (CA)
This role will target employee benefits brokers who manage clients with 100-2,000 employees. You will also be responsible for driving growth by partnering with health insurance brokers, benefits consultants, general agencies, and registered investment...
mindmatch.ai -
Mission Creek Capital Partners Inc.-San Francisco, 15 mi from San Mateo (CA)
Company Description
We are an independent registered investment advisor (RIA) firm in the San Francisco Bay Area. We provide specialized investment management strategies and solutions for a range of clients, including institutions, limited...
mindmatch.ai -
Companies now hiring in San Mateo (CA):
Investment Advisor jobs in San Mateo (CA) – Similar offers:
Investment Advisor jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Investment Advisor, San Mateo (CA)
It's free, and you can cancel email updates at any time