Investment Advisor Jobs in Santa Rosa
Search jobs in
1 - 10 of 10
Search Results - Investment Advisor Jobs in Santa Rosa
Mission Creek Capital Partners Inc.-Santa Rosa
Company Description
We are an independent registered investment advisor (RIA) firm in the San Francisco Bay Area. We provide specialized investment management strategies and solutions for a range of clients, including institutions, limited...
mindmatch.ai -
Robert Half-Mill Valley, 39 mi from Santa Rosa
is an independent SEC Registered Investment Advisor that is deeply committed to delivering exceptional service to discerning clients and actively engaging with the local community.
Key Responsibilities:
• Work closely with Wealth Advisors to support high net...
roberthalf.com -
Equitable Advisors-Santa Rosa
offices
Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered...
mindmatch.ai -
Robert Half-San Rafael (CA), 37 mi from Santa Rosa
Please apply here and message Jeffrey Abrams on LinkedIn for prompt consideration**
Our client is a family friendly independent registered investment advisory firm based in Marin County and San Francisco, with a commitment to a fiduciary business...
roberthalf.com -
Capital Advisors Group, Inc.-Santa Rosa
CAPITAL ADVISORS GROUP, INC.
VICE PRESIDENT of BUSINESS DEVELOPMENT
Job Description
Capital Advisors Group, Inc. (www.capitaladvisors.com), an independent institutional investment advisor specializing in cash investment management and debt...
mindmatch.ai -
Cardea Group-Santa Rosa
software.
Qualifications:
• 1-3 years of experience in SEC Registered Investment Adviser (RIA) compliance roles, preferably with regulated investment firms.
• Bachelors Degree, preferably in Business or Finance.
• Proficient in ComplySci, Smarsh...
mindmatch.ai -
Social Capital Resources-Santa Rosa
knowledge of SEC and FINRA broker-dealer regulation and regulatory environment
• Trade Surveillance experience is a must
• Must have working knowledge of Investment Advisors Act of 1940
• Experience with Mutual Funds
• Familiarity within a regulatory, legal...
mindmatch.ai -
Innovations PSI-Santa Rosa
years of experience in wealth management, brokerage, or investment advisory.
• Bachelor’s degree strongly preferred.
• Familiarity with custodians such as Schwab, Fidelity, and Pershing.
• Experience with Orion Advisor Technology is a plus.
• Strong...
mindmatch.ai -
Capstone Search Group-Santa Rosa
for driving new revenue growth by partnering with health insurance brokers, benefit consultants, general agencies, and registered investment advisors
• Conduct proper discovery, create an up-front contract, handle objections, and close employer business...
mindmatch.ai -
Insight Global-Santa Rosa
This role will target employee benefits brokers who manage clients with 100-2,000 employees. You will also be responsible for driving growth by partnering with health insurance brokers, benefits consultants, general agencies, and registered investment...
mindmatch.ai -
Companies now hiring in Santa Rosa:
Investment Advisor jobs in Santa Rosa – Similar offers:
Investment Advisor jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Investment Advisor, Santa Rosa
It's free, and you can cancel email updates at any time