Investment Advisor Jobs in Sunnyvale
Search jobs in
1 - 10 of 10
Search Results - Investment Advisor Jobs in Sunnyvale
Mission Creek Capital Partners Inc.-Sunnyvale
Company Description
We are an independent registered investment advisor (RIA) firm in the San Francisco Bay Area. We provide specialized investment management strategies and solutions for a range of clients, including institutions, limited...
mindmatch.ai -
New York Life-Sunnyvale
such as by becoming a financial advisor with Eagle Strategies LLC, our investment advisory division, to offer wealth management and advisory services,2 estate planning strategies, and business solutions.
Human guidance
When you join New York Life, you’re joining...
talentnest.com -
Equitable Advisors-Sunnyvale
offices
Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered...
mindmatch.ai -
IQ-EQ-San Francisco, 35 mi from Sunnyvale
Job Description
Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
resume-library.com -
Paulson Investment Company, LLC-Sunnyvale
Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm focused on the micro to mid-cap (public & private) markets. We provide a broad range of investment...
mindmatch.ai -
Knowhirematch-San Francisco, 35 mi from Sunnyvale
sophisticated advice to clients on regulatory and compliance matters affecting registered investment companies.
Guide clients on adhering to federal regulations, particularly under the Investment Company Act and Investment Advisers Act, and assist with complex...
resume-library.com -
Capstone Search Group-Sunnyvale
for driving new revenue growth by partnering with health insurance brokers, benefit consultants, general agencies, and registered investment advisors
• Conduct proper discovery, create an up-front contract, handle objections, and close employer business...
mindmatch.ai -
Social Capital Resources-Sunnyvale
knowledge of SEC and FINRA broker-dealer regulation and regulatory environment
• Trade Surveillance experience is a must
• Must have working knowledge of Investment Advisors Act of 1940
• Experience with Mutual Funds
• Familiarity within a regulatory, legal...
mindmatch.ai -
Insight Global-Sunnyvale
This role will target employee benefits brokers who manage clients with 100-2,000 employees. You will also be responsible for driving growth by partnering with health insurance brokers, benefits consultants, general agencies, and registered investment...
mindmatch.ai -
Mission Creek Capital Partners Inc.-Fremont, 12 mi from Sunnyvale
Company Description
We are an independent registered investment advisor (RIA) firm in the San Francisco Bay Area. We provide specialized investment management strategies and solutions for a range of clients, including institutions, limited...
mindmatch.ai -
Companies now hiring in Sunnyvale:
Investment Advisor jobs in Sunnyvale – Similar offers:
Investment Advisor jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Investment Advisor, Sunnyvale
It's free, and you can cancel email updates at any time