Investment Compliance Jobs
1 - 14 of 14
Search Results - Investment Compliance Jobs
Robert Half-Boston
We are in the process of recruiting a Risk Analyst - Investment Compliance in the banking industry, based in Boston, Massachusetts. This role offers a long-term contract employment opportunity. The Risk Analyst will be instrumental in managing fund...
roberthalf.com -
Houston City Personnel-Houston
of compliance issues.
Account Allocation and Suitability Review: Review discretionary account asset allocations to verify appropriateness for clients based on their financial profiles and investment goals, with a specific focus on Fiduciary Standards (Duty...
mindmatch.ai -
Lenmar Consulting, Inc.-New York
industry.
5+ years supporting investment compliance activities (e.g. Pre/Post trade guideline enforcement;
Regulatory reporting - OFAC/FinCEN, 13F/13G, Form ADV, etc.; Employee monitoring)
Must have experience using/supporting a 3rd party Equity OMS...
resume-library.com -
Moubius LLC-Miami
Job Title: Founder Partnership Application Mobius Ventures
• Stage of Startup: Are in the Pre-seed, Seed, or Series A stages.
• Industry: Open to startups across all industries.
• Funding Goals: Are actively seeking capital investment or looking...
jobvertise.com -
United Staff Source-Evansville
in managing budgets, controlling costs, and planning capital investments.
Compliance and Safety Focus: Thorough understanding of ISO, IATF, and OSHA standards to maintain safety and quality.
Why Join Us:
This is a rare opportunity to lead a plant through...
resume-library.com -
Marsh McLennan-Dublin (CA)
the Manager of Ireland Treasury on the administration of any regional investment activities/strategies, both corporate and client, transacted out of the Ireland team.
Administers regional investment compliance: Compiles monthly investment compliance reports...
jobvertise.com -
United Staff Source-Nashville
operational improvements.
Financial Insight: Competent in managing budgets, controlling costs, and planning capital investments.
Compliance and Safety Focus: Thorough understanding of ISO, IATF, and OSHA standards to maintain safety and quality.
Why Join Us...
resume-library.com -
1 similar job: Indianapolis
Robert Half-San Francisco
materials for current and prospective investors.
Compliance:
• Assisting in preparing US and non-US regulatory filings.
• Providing requested documentation and support for compliance testing and audits.
Requirements:
• A bachelor’s degree in Accounting...
roberthalf.com -
Little Rock
to the customer.
15. Analyze property appraisals for Investor compliance.
16. Travel on Bank business.
17. Regularly exercise discretion and independent judgment in the performance of essential job functions.
18. Maintains good punctuality and attendance to work...
ozk.com -
Michael Page-Houston
Prepare draw submittals and invoice coding from project manager. Review monthly draw requests and ensure lender/investor compliance.
• Prepare monthly project cost reports; budget adjustments as needed with project manager and quarterly financial...
michaelpage.com -
Dallas
appraisals for Investor compliance.
17. Travel on Bank business.
18. Regularly exercise discretion and independent judgment in the performance of essential job functions.
19. Maintains good punctuality and attendance to work.
20. Follows Bank policy...
ozk.com -
Marsh McLennan-Cork
holder will report to the MGIM Head of Compliance (the Compliance Officer) and be responsible for assisting in the oversight and management of regulatory and other risks in respect of Mercer Global Investment Management Limited (MGIM), the Irish...
jobvertise.com -
Marsh McLennan-Dallas
comprehensive assessments of Retirement plans including design features, service providers, costs, investments, compliance and participant behavior, etc.
Assimilate industry and competitor benchmarking data and analyze plan design in order to develop objective...
jobvertise.com -
Marsh McLennan-New York
Canada Investments Compliance team is seeking candidates for the following position based in the Boston or New York office:
Portfolio Compliance Specialist, Mercer Investments
What can you expect?
Responsibility for administering our portfolio...
jobvertise.com -
Investment Compliance jobs – Similar offers:
Don’t miss out on new job openings!
Create a job alert for: Investment Compliance
It's free, and you can cancel email updates at any time