Officer, Senior Internal Auditor
Overview:
Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the “bank”). Banc of California is one of the nation’s premier relationship-based business banks focused on providing banking and treasury management services to small-, middle-market, and venture-backed businesses.Banc of California offers a broad range of loan and deposit products and services through more than 70 full-service branches throughout California and in Denver, Colorado, and Durham, North Carolina, as well as full-stack payment processing solutions through its subsidiary, Deepstack Technologies.
The bank is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and more.
Job Summary
The Senior Internal Auditor reports to the SVP, Internal Audit Director. The position is responsible for assisting with various audit engagements to achieve successful completion of the Internal Audit plan. The Senior Internal Auditor performs testing and identifies opportunities to strengthen internal controls and mitigate risks.
The candidate must have experience in Internal Audit, controls testing, or external audit. A professional certification is preferable such as a Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA) designation.The candidate must be detail oriented with the ability to multi-task. Requires exceptional judgement and the ability to prioritize and handle matters independently.
Responsibilities:
- Perform fieldwork for assigned audits independently
- Complete work papers that clearly describe the audit work performed, test results, and any noted control deficiencies
- Submit draft audit results to the Internal Audit Director and provide recommendations to management for improvements in controls and efficiency
- Perform follow-up on issues with process owners and perform transactional testing, where applicable, to confirm action plans have been effectively implemented
- Prioritize daily responsibilities and prepare routine engagement status reports, as requested
- Maintain audit independence and objectivity in all assignments and adhere with all organizational and professional ethics standards
- Perform other duties as assigned
- Demonstrate a broad application of principles, theories, and concepts in internal auditing standards; a working knowledge of disciplines related to auditable areas
- Project management experience and the ability to work effectively as part of a team
- Effective verbal and written communication skills
- Effective analytical and organization skills
- Strong proficiency with PC applications (MS Excel, Word, and PowerPoint), with a general understanding of data analysis techniques
- Commitment to professional development through relevant continuing education programs
If you require reasonable accommodation as part of the application process please contact Talent Acquisition Partner.
Qualifications:
- Demonstrate a broad application of principles, theories, and concepts in internal auditing standards; a working knowledge of disciplines related to auditable areas
- Project management experience and the ability to work effectively as part of a team
- Effective verbal and written communication skills
- Effective analytical and organization skills
- Strong proficiency with PC applications (MS Excel, Word, and PowerPoint), with a general understanding of data analysis techniques
- Commitment to professional development through relevant continuing education programs
- Bachelor’s degree from an accredited college or university or equivalent experience
- Minimum of three years of demonstrated successful experience in auditing within the financial services industry
- Two or more years of commercial banking internal audit experience preferred
- Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) a plus.
Salary Range: $75,000.00- 112,500.00USD; Final salary to be determined by the education, experience, knowledge, skills, and abilities of the applicant, internal equity, and alignment with geographic/market data.