Licensed Client Services Associate

This role is situated within the wealth management industry.

Responsibilities:

• Efficiently manage client transactions and money movement requests
• Regularly communicate with clients regarding new business and existing issues
• Execute client-specific projects as needed
• Handle outbound calls and emails to service clients professionally
• Review and prepare comprehensive investment reports
• Accurately update client information for review meetings
• Confirm transactions with clients to ensure accuracy
• Responsibly manage calendars and CRM to record client interactions
• Resolve client queries via phone and email promptly and effectively
• Summarize meeting notes, emails, and financial data for client meetings
• Must hold a minimum of 3 years of relevant experience in the field.
• Proficiency in Wealth Management is expected.
• Experience in Private Wealth Management is essential.
• Possession of Series 63 Licenses is a requirement.
• Series 65 qualification is necessary.
• Must hold a Series 6 license.
• Ability to provide excellent client service is a must.
• Strong communication and interpersonal skills are essential.
• Must demonstrate a high level of professionalism and integrity.
• Proven ability to work effectively in a team-oriented environment.