Associate Investment Advisor, Wealth Management

apartmentRobert Half placeLos Gatos calendar_month 

If interested, please contact Yuzo Shimura on LinkedIn at Robert Half

Title: Associate Investment Advisor
Location: Los Gatos, San Jose (Onsite 5 days a week, flexible to 4 days)

Salary: $70-100k base salary + Revenue Sharing (Depends on Experience)

About the Company: This firm offers comprehensive asset management services. They manage and track clients' assets, simplify complex financial documents, monitor daily market changes, and guide clients through financial management.

Key Responsibilities:

  • Make determinations of what securities to buy and sell under the supervision of CEO and COO.
  • Assess value of individual assets under management and determine suitability for market investment.
  • Place buy and sell orders following the company’s investment research and strategy.
  • Conduct quarterly client performance reviews and outreach.
  • Monitor equity stops and follow market movements.

Qualifications:

  • Must have the Series 65 or willingness to obtain within 6 months.
  • Ability to manage client relationships independently.
  • Self-motivated with excellent time management skills.
  • Focus on long-term client satisfaction and retention.
  • Experience in financial planning or investment management is a plus.

Unique Selling Points:

  • Opportunity for revenue sharing with 20% of fees from accounts brought in by the employee.
  • Emphasis on work-life balance with priorities on family, education, and work.
  • Supportive team environment with a strong emphasis on ongoing education.

If interested, please contact Yuzo Shimura on LinkedIn at Robert Half

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Associate Investment Advisor

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