Compliance Administrator - Hockessin

We are offering an exciting opportunity for a Compliance Administrator in the financial services industry. The selected individual will play a crucial role in the company's compliance operations, assisting the Compliance Officer in various tasks to ensure adherence to regulations and to minimize risk related to the company's business.

• Develop and manage a comprehensive compliance calendar
• Contribute to the completion of diverse regulatory filings
• Assist in conducting self-assessments as per the Compliance Officer's design
• Participate in the preparation of the annual insurance application
• Conduct detailed compliance monitoring reviews
• Compile and deliver compliance monitoring reports
• Aid in revising company policies and procedures
• Research and provide answers to compliance-related inquiries from team members
• Assist in responding to compliance audit and examination requests
• Conduct thorough reviews of customer accounts and activities
• Ensure clear and detail oriented communication, both internally and externally
• Handle additional duties as assigned within the scope of the compliance function.

The ideal Compliance Administrator will preferably have a Bachelors degree in Accounting/Finance/Business Administration (not required).

Other requirements for the Compliance Administrator role include and are not limited to:

• 3+ years of executive assistant and/or administrative experience in Trust or Financial Services industry
• Must be proficient in Microsoft Excel
• High attention to detail
• Strong interpersonal skills

For more information on this Compliance Administrator role and other full time accounting and finance opportunities, please contact us at 302.985.5183 and reference JO#00800-0013155543.