Audit Manager Capital Markets
Michael Page New York
About Our Client
Our client is a growing organization within the financial services industry. Known for its significant influence in the financial sector, the company operates at a global level, offering an array of services to a diverse client base.
Job Description- Lead audits in the capital markets space.
- Ensure compliance with all applicable financial regulations and standards.
- Coordinate with various teams to streamline audit processes.
- Identify potential risks and develop mitigation strategies.
- Provide leadership and guidance to junior staff.
- Prepare comprehensive reports for senior management.
- Stay updated with the latest developments in the financial services industry.
MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law.MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
The Successful Applicant
A successful 'Audit Manager Capital Markets' should have:
- 3+ years of internal audit coming from the investment banking or broker dealer space.
- Experience in regulatory validation work like MRA/MRIAs.
- A solid understanding of financial products and capital markets.
- Proficiency in financial regulations and standards.
- Strong leadership skills and the ability to guide a team.
- Excellent analytical and problem-solving skills.
- Effective communication skills, both written and verbal.
- A keen eye for detail and a high level of accuracy.
- A competitive salary range from $120,000- $130,000 + bonus.
- Hybrid environment of 1-2 days in office.
- Opportunity to work in a prestigious organization in the financial services industry in New York.
- An inclusive and collaborative work environment.
- Continuous learning and development opportunities.
- Comprehensive health benefits.
We encourage all qualified candidates to apply and embark on an exciting career journey with us in the financial services industry in New York.
Michael PageNew York
the globe.
Job Description
• Plan, execute, and manage audits within the capital markets space and regulatory validation space
• Oversee audit team members and ensure quality of work
• Identify and assess areas of significant business risk
• Implement...
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