Compliance Officer

Key Responsibilities:

1. Develop, implement, and maintain compliance policies and procedures.
2. Conduct risk assessments and compliance audits to identify potential risks and vulnerabilities.
3. Collaborate with cross-functional teams, including legal, risk, and operations.
4. Provide guidance and training to employees on compliance matters.
5. Monitor and report on compliance metrics and performance.
6. Stay up-to-date with changing regulatory requirements and industry standards.

Requirements:

1. Bachelor's degree in Business Administration, Law, or related field.
2. Advanced degree (e.g., JD, LLM) preferred.
3. Minimum 5 years of experience in compliance or a related field.
4. Professional certifications, such as CCEP, CCO, or CRCM.
5. Strong analytical, communication, and interpersonal skills.
6. Ability to work in a fast-paced environment.
7. Proficiency in compliance software and tools.

Nice to Have:

1. Experience with regulatory compliance frameworks, such as SOX or Dodd-Frank.
2. Knowledge of financial markets, instruments, and institutions.
3. Familiarity with data analytics and visualization tools.