SEC Compliance Manager/Director
Robert Half Palo Alto
We are offering an exciting opportunity for an SEC Compliance Manager/Director to join our team in Palo Alto, California. This role operates within the Biotech industry and involves a blend of leadership responsibilities and SEC Reporting tasks.
The role is based in a physical office location.
Responsibilities:- Oversee and manage SEC reporting and compliance
- Guide the team in understanding and implementing SEC regulations
- Ensure regular and accurate external reporting
- Use your experience from a Big 4 or large regional accounting firm to improve processes and strategies
- Apply your CPA skills to enhance the financial operations and compliance of the firm
- Contribute to the commercialization process with your detail-oriented experience
- Foster relationships with the investment community
- Guide the team through progressive career growth opportunities • Must have a minimum of 5 years of experience in SEC Compliance or related field
- Certification as a Certified Public Accountant (CPA) is required
- Proven experience in External Reporting is necessary
- Prior experience working in a Big 4 Accounting Firm is preferred
- Proficient in SEC Financial Reporting is a must
- Strong knowledge and understanding of SEC Regulations is essential
- Candidate should be able to demonstrate a history of successful compliance management in previous roles
- Excellent communication and interpersonal skills are required
- Ability to handle multiple tasks and meet deadlines is crucial
- Strong analytical and problem-solving abilities are needed
- Demonstrated leadership skills and ability to guide a team are key.
Robert HalfSan Francisco, 27 mi from Palo Alto (CA)
annual and quarterly compliance reports.
• 3+ years of experience as a Compliance Manager/Officer at an RIA.
• Strong experience with regulatory filings, including Form ADV, Forms 13F, 13G, and 13H.
• Knowledge of ComplySci Compliance Platform or similar...
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