Compliance Manager

Overview:

Performs any functions within the scope of authority and expertise to provide the highest level of service to customers and co-workers.

Responsibilities:

• Support the Bank’s compliance monitoring program by completing periodic reviews and working with business partners to ensure monitoring activities are completed in an effective manner.
• Oversee third-party compliance monitoring engagements from initial information gathering to the issuance of the final report and follow-up with operating managers for any issues identified.
• Working closely with business lines, serve as a subject matter expert providing assistance, interpretation, and guidance about the application of various regulations to products, systems, and procedures.
• Provide guidance to departments on compliance and risk related questions.
• Respond to consumer compliance issues raised by the Board, Audit Committee, or Senior Management.
• Assist the Compliance Director during regulatory bank examinations and independent compliance audits.
• Support the Bank’s regulatory compliance objectives and recommend and implement changes to support prescribed requirements.
• Represent the Bank through active participation in community and industry organizations and events and promote the business interests of the Bank.
• Help maintain and update the Bank’s Compliance Risk Assessment
• Assist the Compliance Director in interpretation and potential impact of new regulations

Requirements:

• Bachelor’s degree and at least 5 years of compliance-related experience required
• Certified Regulatory Compliance Manager (CRCM) designation preferred
• Banking and/or regulatory experience preferred
• Highly organized with analytical ability and attention to detail
• Proficiency in MS Office and Banking systems
• Exceptional written and oral communication skills

Middlesex Savings Bank is an EOE AA M/F/Vet/Disability employer