Junior Compliance Jobs in New York
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Search Results - Junior Compliance Jobs in New York
IQ-EQ-New York
and advertising materials for compliance with the Advisers Act and other applicable regulatory requirements.
Assist and oversee junior team members in the performance of compliance functions, such as personal trading review, email review, the monitoring of firm...
resume-library.com -
Yoh-New York
deadlines.
• Ensure compliance with internal protocols for storing and handling sensitive information.
• Process purchase orders, manage expense reports, and assist with budgeting for risk-related initiatives.
• Serve as a point of contact for internal...
GC2 Resources-New York
Client Junior Trader
Position Summary:
We are seeking a highly motivated and analytical Junior Client Trader to join our growing team. As a Junior Client Trader, you will assist in the day-to-day trading of Liquefied Natural Gas (Client), support...
resume-library.com -
Pernini Legal, LLC-New York
Labor & Employment Associate Attorney / Junior to Mid-Level
Location: New York, New York
Our client, a prominent AmLaw 100 firm, is seeking a skilled and motivated Junior to Mid-Level Associate Attorney to join their Employment Practice Group...
jobvertise.com -
Expert In Recruitment Solutions-New York
and compliance within the financial sector.
Key Responsibilities:
Perform RCSA activities, including risk identification, assessment, and control testing.
Collaborate with stakeholders to develop and implement risk mitigation strategies.
Ensure compliance...
resume-library.com -
Michael Page-New York
professional to join their team.
Description
They key responsibilities of this role include the following:
• Partnership tax compliance and provision
• Some structuring and planning
• Training junior staff
• Collaboration with fellow team members to ensure...
ApTask-New York
with teams to ensure compliance with industry standards and regulations (e.g., ISO, GDPR).
Skills Required:
Strong expertise in Azure security technologies and frameworks.
Hands-on experience with threat detection and response tools (e.g., Azure Sentinel...
resume-library.com -
Caxton Associates-New York
Compliance and Risk
• Provide daily market color as well as ad hoc research reports.
• Comply with relevant regulation and procedures.
Experience:
• Execution Trading experience in a similar role within a Bank or Hedge Fund
• Quantitatively focused...
jobvertise.com -
Keller Executive Search-New York
About Our Client
Our client, a prestigious accounting and advisory firm, is seeking a talented and motivated Junior Tax Associate to join their dynamic team in a flexible hybrid work arrangement. Known for their excellence in tax services...
resume-library.com -
Environmental Resources Management (ERM)-New York
risks and opportunities associated with transactions.
• Perform and manage due diligence assessments consistent with ASTM Phase I standards and other global protocols and including broad-based compliance.
• Prepare concise reports that assess potential...
appcast.io -
CetraRuddy Architecture D.P.C.-New York
for all fixtures, finishes, furniture, and fabrics; review working drawings, specifications, and submittals for compliance; direct & train junior staff; and style and art direction for photoshoots.
Must have a Bachelors Degree in Interior Design...
shirecareers.jobs -
NTT DATA-New York
impact in the financial services industry.
Why the Role Is Important:
The role of the Financial Services Consulting Technical Lead is critical in driving our growth by helping our clients with payments innovation, compliance and security, operational...
Keller Executive Search-New York
About Our Client
Our client, a global leader in accounting and financial services, is seeking a talented Junior Auditor to join their New York team in a hybrid work arrangement. Known for their commitment to excellence, innovation, and work-life...
workable.com -
New York
with research and special projects, investigations and litigations. Prioritize office activities and delegate work to student employees. May act as work leader to junior clerical support staff. Respond to inquiries regarding legal requests such as subpoenas...
icims.com -
Michael Page-New York
in corporate taxation, including proficiency in tax provision, SOX compliance, and tax planning. This individual will play a key role in managing the company's federal, state, and local tax compliance, ensuring accuracy and efficiency while also helping...
michaelpage.com -
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