Legal Compliance Jobs in West Des Moines
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Search Results - Legal Compliance Jobs in West Des Moines
ATHENE-West Des Moines
oversight, and derivative legal compliance.
This role will demand the ability to balance production and project responsibilities - Performing derivative trade lifecycle functions and maintaining relationships with internal and external stakeholders while...
mindmatch.ai -
West Des Moines
Overview:
Responsible for providing bilateral support for the Legal and Compliance Departments with respect to life insurance, annuities, litigation and general corporate matters. With respect to the Legal Department, job duties may include...
sammonsfinancialgroup.com -
ATHENE-West Des Moines
Legal & Compliance team. This role supports the Financial Institution/Broker-Dealer suitability delegation oversight process, including certifications, reporting, and auditing. It also assists Athene Securities with FINRA registration, brokerage...
mindmatch.ai -
West Des Moines
equivalent certification for other disciplines.
• Must maintain required CPE credits annually
• May possibly have other industry or specialization certification
Legal / Compliance
• Must complete firm wide Non-Compete, Non Solicitation agreements...
icims.com -
West Des Moines
Ability to work effectively in a matrix organization with New Business, Underwriting, Agency Services, Policy Administration, Information Technology, Marketing Communications, and Legal/Compliance.
• Act as executive sponsor for strategic initiatives...
sammonsfinancialgroup.com -
Marsh McLennan-Madrid (IA), 23 mi from West Des Moines
Marsh McLennan Spain is seeking candidates for the following position based in the Madrid office:
LEGAL & COMPLIANCE ANALYST
What can you expect?
Join a young and dynamic team that supports all Marsh and Mercer lines of businesses; Work closely...
jobvertise.com -
Ames (IA), 33 mi from West Des Moines
relevant certification as soon as possible if certification is not already attained in order to advance.
• Must maintain required CPE credits annually
Legal / Compliance
• Must complete acknowledgement of Corporate Policy and Compliance Manual
• Must...
icims.com -
Des Moines, 7 mi from West Des Moines
the process by working with capital markets, accounting, legal, compliance, distribution, human resources, risk management, information technology, communications, and other areas. Assist in the generation of presentations and recommendations to Senior...
principal.com -
West Des Moines
Certified Public Accountant (“CPA”) designation preferred.
Legal / Compliance
• Must complete acknowledgement of Independence Guidelines and Ethical Standards document.
• Governmental engagements require ability to obtain a security clearance from the United States...
icims.com -
Des Moines, 7 mi from West Des Moines
and implements appropriate action accordingly.
• Maintains understanding of Company product; stays abreast on product changes and resulting taxation impacts.
• Works closely with the Legal & Compliance department to understand and maintain state/municipal...
icims.com -
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