Mutual Fund Jobs in California
1 - 15 of 29
Search Results - Mutual Fund Jobs in California
The Los Angeles County Bar Association - LACBA-San Francisco
U.S. locations, as well as to work remotely. The salary for this position is between $225,000 - $325,000 per year.
Qualifications
• 5-10 years of experience supporting registered funds in working with mutual fund and ETF fund filings, new fund...
appcast.io -
Social Capital Resources-San Jose
knowledge of SEC and FINRA broker-dealer regulation and regulatory environment
• Trade Surveillance experience is a must
• Must have working knowledge of Investment Advisors Act of 1940
• Experience with Mutual Funds
• Familiarity within a regulatory, legal...
mindmatch.ai -
Ascensus-San Francisco
rotation
• Ability to discuss Fiduciary [3(21)] Solutions, including various mutual fund share classes and impact on plan/cost
• Ability to discuss in detail operating expenses of investment products, impact of certain share classes on overall “cost...
appcast.io -
Whittier Advisors-Los Angeles
for high-net-worth families, institutions, and foundations, and manage fixed income mutual funds and separately managed accounts. We seek curious, entrepreneurial professionals who share our passion for delivering exceptional client outcomes.
Job...
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2 similar jobs: Newport Beach, Marin
Knowhirematch-San Francisco
fund documentation.
Draft, review, and refine disclosures, agreements, and various legal documents for investment products like mutual funds, ETFs, and other financial offerings.
Collaborate with internal teams to ensure seamless client service across...
resume-library.com -
Cetera Financial Group-El Segundo
and senior leadership to provide the best service to our institutional clients. The analyst will produce detailed evaluations and actionable recommendations to the Cetera Investment Committee and Retirement team on mutual funds, collective investment trusts...
mindmatch.ai -
1 similar job: St Paul
Kestra Financial Independent Advisor-Palo Alto (CA)
years of experience in the financial services industry allowing for a good understanding of broker / dealer operations and financial services industry, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance...
resume-library.com -
Knowhirematch-San Francisco
fund documentation.
• Draft, review, and refine disclosures, agreements, and various legal documents for investment products like mutual funds, ETFs, and other financial offerings.
• Collaborate with internal teams to ensure seamless client service...
appcast.io -
Desjardins Financial Security Independent Network - Rexdale #278-Ontario
Desjardins financial centre in Etobicoke as an Advisor/Broker for life insurance, living benefits, group insurance and a full range of mutual and/or segregated funds.
Desjardins is a team that prides ourselves on our excellent company culture, our very clean...
talentnest.com -
Equitable Advisors-Beverly Hills (CA)
across the country employing approximately 4,300 financial professionals - providing services of financial, retirement, estate planning strategies’, asset allocation, annuities; life insurance and mutual funds as well as fee based managed accounts...
mindmatch.ai -
ENGINEERINGUK-San Francisco
construction, with an emphasis in active management, alternatives, and private markets a plus.
• Broad understanding of the fund landscape, including ETFs, mutual funds, interval funds, etc.
• Proficiency with Bloomberg, Thomson Reuters, FactSet or equivalent...
appcast.io -
Equitable Advisors-Sunnyvale
across the country employing approximately 4,300 financial professionals - providing services of financial, retirement, estate planning strategies’, asset allocation, annuities; life insurance and mutual funds as well as fee based managed accounts...
mindmatch.ai -
3 similar jobs: Santa Rosa, San Jose, Alameda
Morgan Stanley-San Francisco
to obtain additional licenses and/or designations as required.
Knowledge/Skills
1. Strong leadership skills.
2. Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed...
appcast.io -
Robert Half-Glendora (CA)
companies.
Responsibilities:
• Conduct compliance checks of mutual fund holdings in accordance with 1940 Act requirements, Prospectus and statement of additional information disclosure, and IRC requirements.
• Play an instrumental role in the preparation...
roberthalf.com -
Pernini Legal, LLC-San Francisco
and negotiate fund documentation, disclosures, and other relevant materials for mutual funds, exchange-traded funds, and other investment products.
• Collaborate with cross-functional teams to manage client engagements, contributing legal insight and strategic...
jobvertise.com -
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