Mutual Fund Jobs in New York State
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Search Results - Mutual Fund Jobs in New York State
PRI Technology-New York
paper, NSCC and IPS commission statements and adjustments
Must be able to identify the various types of commissions being reported (regular, 12b-1's and mixed transactions) and product types (mutual fund, variable annuity, variable life, brokerage...
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EY (Ernst & Young)-New York
of hedge fund, private equity fund and mutual fund taxation, including fund and organizational structuring, tax minimization planning, on-call advice, and tax compliance.Your key responsibilitiesAs a manager in our Wealth & Asset Management practice, you...
Social Capital Resources LLC-New York
with the process of opening sub-custody accounts
Manage complex calendars for the General Counsel
Assist with the launch of new mutual funds and private funds.
Prepare materials for mettings and presentations
Facilitate the meeting of attorney's deadlines...
resume-library.com -
O'Neil Digital Solutions, LLC-New York
Title: Equity Derivatives Trading, Managing Director
About Us
Founded in 1963, William O'Neil Securities (ONS) is a Broker/Dealer providing trading services to institutional clients, including pension funds, mutual funds, hedge funds, insurance...
appcast.io -
Kestra Financial Independent Advisor-Wappingers Falls
but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
Previous experience in the independent financial services culture preferred
Certificates, Licenses, and/or Registration
Series 7 and 65/66 license required...
resume-library.com -
Pernini Legal, LLC-New York
documentation, disclosures, and other relevant materials for mutual funds, exchange-traded funds, and other investment products.
• Collaborate with cross-functional teams to manage client engagements, contributing legal insight and strategic guidance across...
jobvertise.com -
Third Bridge-New York
for ensuring we are meeting our SLAs and production quality standards.
Our clients are made up of institutional investors such as mutual funds, hedge funds and private equity institutions. We pinpoint emerging topics of interest and leverage the knowledge from...
resume-library.com -
TD Bank-New City
specifically in Wealth, depth of risks, control or audit experience with broker/dealers, high net-worth investing, mutual funds, investment trusts and/or banking services.Strong knowledge of the U.S. Wealth Management regulatory environment as it relates...
The Misch Group-New York
a team to join our dynamic firm. The ideal candidate will have a portable book of business valued at $500K+, with a strong focus on mutual funds, ETFs, venture capital, private equity, and other areas within financial services.
This is a unique...
hirehive.com -
JP Morgan Chase-New York
with the following asset class products: Global Equities; Taxable and Emerging Markets Fixed Income; Mutual Funds and Liquid Alternatives; and Structured Products (including Phoenix Notes, Buffered Return Enhanced Notes, Callable Enhanced Market Plus, Annual Review...
Marsh McLennan-Perth (NY)
Government clients. JLT works with mutual funds in particular, demonstrates this ability to work innovatively with our clients to produce effective solutions designed to protect their assets, people and community. We proudly service over 500 Local Government...
jobvertise.com -
Mount Kisco
business models through a company’s 10-K, conference call transcripts, and research reports.
• Perform 3^rd party manager oversight in mutual funds and ETFs, manager selection and sourcing of new ideas – meet regularly with fund managers and research...
icims.com -
PwC-New York
Demonstrates thorough knowledge and/or a proven record of success incompliance and consulting for mutual funds, ETFs, interval funds, business development companies etc.Demonstrates thorough abilities and/or a proven record of success knowledge around Form 1120...
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The Misch Group-New York
investment advisor representative.
• Clean Record: A satisfactory disciplinary and employment history.
• Current Book of Business: Essential for joining our team.
Responsibilities:
• Investment Services: Buy and sell stocks, bonds, mutual funds, CDs...
hirehive.com -
Marsh McLennan-Perth (NY)
Government clients. JLT works with mutual funds in particular, demonstrates this ability to work innovatively with our clients to produce effective solutions designed to protect their assets, people and community. We proudly service over 500 Local Government...
jobvertise.com -
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