Mutual Fund Jobs in New York State
1 - 15 of 24
Search Results - Mutual Fund Jobs in New York State
Russell Tobin-New York
The Guidelines and Restrictions team is tasked with ensuring compliance with investment guidelines across various accounts, including institutional separate accounts (both ERISA and non-ERISA), commingled trusts, mutual funds, and hedge funds...
mindmatch.ai -
Social Capital Resources LLC-New York
with the process of opening sub-custody accounts
Manage complex calendars for the General Counsel
Assist with the launch of new mutual funds and private funds.
Prepare materials for mettings and presentations
Facilitate the meeting of attorney's deadlines...
resume-library.com -
ThinkEquity LLC-New York
Institutional Equity Sales - Series 7
Leading NYC based investment bank is expanding its institutional equity sales department. Duties include identifying and qualifying institutional investors (mutual funds, hedge funds, pension funds, family...
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Social Capital Resources LLC-New York
and Client broker-dealer regulation and regulatory environment
Trade Surveillance experience is a must
Must have working knowledge of Investment Advisors Act of 1940
Experience with Mutual Funds
Familiarity within a regulatory, legal, compliance...
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Xoriant-New York
analyst. Working in Equities, ETO’s, Mutual Funds and Fixed Income Markets. Some experience in Margin Lending and Security Finance would be advantageous.
• Vendor management experience
• End-to-End project delivery experience
• Collaborating with vendors...
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Kestra Financial Independent Advisor-Wappingers Falls
but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
Previous experience in the independent financial services culture preferred
Certificates, Licenses, and/or Registration
Series 7 and 65/66 license required...
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New York Life Insurance Company-Uniondale (NY)
with its subsidiaries, New York Life provides a range of competitive insurance and financial products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our...
ThinkEquity LLC-New York
Entry Level Institutional Sales
Leading NYC based financial services firm is expanding its institutional equity sales department. Duties include identifying and qualifying institutional investors (mutual funds, hedge funds, pension funds, family...
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SimpleCiti Companies-New York
sovereign funds, private equity funds, hedge funds, and mutual funds.
Retail Investors: Registered Investment Advisors (RIA), Broker-Dealers (BD), and High-Net-Worth (HNW) individuals.
You will need to possess extensive relationships of these contacts...
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Spartan Research, Inc.-New York
consisting of Hedge Funds, Mutual Funds, Pension Funds, and Investment Managers.
• Develop Spartan’s new business prospects through careful client relationship management, referrals, and networking opportunities.
• Heavy outbound sales & marketing efforts via...
mindmatch.ai -
O'Neil Digital Solutions, LLC-New York
Title: Equity Derivatives Trading, Managing Director
About Us
Founded in 1963, William O'Neil Securities (ONS) is a Broker/Dealer providing trading services to institutional clients, including pension funds, mutual funds, hedge funds, insurance...
appcast.io -
Pernini Legal, LLC-New York
documentation, disclosures, and other relevant materials for mutual funds, exchange-traded funds, and other investment products.
• Collaborate with cross-functional teams to manage client engagements, contributing legal insight and strategic guidance across...
jobvertise.com -
3 similar jobs: Washington, Boston, San Francisco
First Citizens Bank-New York
Analyst for REPO and Money Market Mutual Funds Sweeps, you will be responsible for building out credit research and analysis within Liquidity Product Management, providing fundamental credit research and financial analysis of SVB counterparties, offering...
The Misch Group-New York
investment advisor representative.
• Clean Record: A satisfactory disciplinary and employment history.
• Current Book of Business: Essential for joining our team.
Responsibilities:
• Investment Services: Buy and sell stocks, bonds, mutual funds, CDs...
hirehive.com -
New York
instructing custodians to wire funds or prepare checks; implementing the sale of mutual funds; and determining instruments to sell to raise cash.
What You'll Bring:
• Experience working directly with clients and prospects.
• Knowledge of principles...
icims.com -
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