Operational Risk Jobs in Chicago
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Search Results - Operational Risk Jobs in Chicago
Chicago
of business and external partners to communicate review results, opportunities, and root cause analysis. Execute on the assigned monitoring plans and testing activities. Partners with business risk to support issues management and remediation...
icims.com -
Request Technology, LLC-Chicago
of securities and commodities rules and regulations such as SEC, CFTC, COBIT, NIST, COSO, etc. They will support regulatory compliance across the whole business, operational risk, financial, and IT.
Responsibilities:
• Leverage technical expertise to support...
mindmatch.ai -
Cabrera Capital Markets, LLC-Chicago
to conduct business
Collaborate with relevant teams to address and resolve quality issues promptly
Develop and maintain systems of internal controls while identifying potential operational risks, and develop strategies to mitigate them to safeguard...
resume-library.com -
Madison-Davis, LLC-Chicago
matters.
• Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
• Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters...
mindmatch.ai -
Goldman Sachs Bank AG-Chicago
deployment processes and SOPs and identifying areas to improve speed to market or reduce operational risk, partnering closely with Business Controls teams.
The ideal candidate is resourceful, detail-oriented, intrinsically motivated, and is able to work...
appcast.io -
Apex Systems-Chicago
risk, and operational resiliency.
• Lead and coordinate prioritized projects.
• Ensure day-to-day activities are effectively managed, including implementing and adhering to policies and procedures.
• Collaborate effectively with partners across TI&I...
mindmatch.ai -
Northern Trust Corp-Chicago
a high-degree of creativity, their ability to deliver outcomes and results in a fast-paced, large scale environment is critical to success in this role. In addition, the Deputy CISO will support the CISO working within the operational risk structure...
appcast.io -
Cresset-Chicago
and confirmation processes.
• Monitor and manage the settlement of trades across various asset classes including equities, fixed income, and derivatives.
• Implement and maintain best practices for trade execution to minimize errors and operational risk for central...
mindmatch.ai -
The Symicor Group-Chicago
and reporting.
• Identifying strategic and operational risks, ensure mitigation strategies are in place, and as appropriate, take action to minimize any actual or potential impact.
• Leading the achievement of the customer service standards agreed annually...
appcast.io -
Cabrera Capital Markets, LLC-Chicago
and efficient infrastructure to conduct business
• Collaborate with relevant teams to address and resolve quality issues promptly
• Develop and maintain systems of internal controls while identifying potential operational risks, and develop strategies...
workable.com -
Request Technology : Robyn Honquest-Chicago
across the board
Operational risk, finance, business, etc.
Looking for a candidate with expert working knowledge of securities and commodities rules and regulations. SEC CFTC Compliance COBIT COSO ITIL NIST ISO CMMI financial industry BS degree...
tiptopjob.com -
Chicago
Team. The Trust & Custody team is focused on custody, operations, and securities lending consulting. The Fiduciary Services Team provides governance reviews designed to identify, prevent, or mitigate fiduciary risk. The Operational Due Diligence Team...
icims.com -
Request Technology-Chicago
clearing and settlement, enterprise risk management (including operational risk, third party risk management, etc.), corporate finance (including accounting, finance, treasury, etc.) and other general business practices Assist business units...
tiptopjob.com -
Request Technology : Craig Johnson-Chicago
clearing and settlement, enterprise risk management (including operational risk, third party risk management, etc.), corporate finance (including accounting, finance, treasury, etc.) and other general business practices Assist business units...
tiptopjob.com -
Request Technology : Robyn Honquest-Chicago
preferred this is working for operational risk 5 years experience building dashboards any audit risk knowledge is a plus
This role will drive a team responsible for expanding analytics capabilities by making internal corporate data accessible and usable...
tiptopjob.com -
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