Regulatory Compliance Jobs in Chicago
1 - 15 of 143
Search Results - Regulatory Compliance Jobs in Chicago
Intangible Assets, LLC-Chicago
attract outstanding candidates.
Role Description
This is a full-time hybrid role for a Regulatory Compliance Analyst located in Chicago, IL, with some work-from-home flexibility. The Regulatory Compliance Analyst will be responsible for ensuring company...
mindmatch.ai -
IQ-EQ-Chicago
Job Description
Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC...
resume-library.com -
Old Republic Specialty Insurance Group-Chicago
Job Title: Filing Team Lead,Regulatory Compliance Services
Job Location: Chicago, IL
Office Schedule: Hybrid, 3 days in-office
Department: Regulatory Compliance Services
Supervisor: Manager, Regulatory Compliance Services
Who We Are:
Old...
mindmatch.ai -
IQ-EQ-Chicago
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
resume-library.com -
TALENT Software Services-Chicago
and regulatory compliance, with a proven track record of operating independently, managing cross-functional teams, and influencing senior leaders to meet project milestones.
Primary Responsibilities/Accountabilities:
• Lead and Manage Remediation Effort...
mindmatch.ai -
IQ-EQ-Chicago
Job Description
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives with little input from senior team members.
Advising on and reviewing firm marketing...
resume-library.com -
LaSalle Network-Chicago
The Quality Assurance Specialist will be responsible for ensuring compliance with quality and food safety standards by conducting audits, managing non-conformities, overseeing employee training, and supporting regulatory compliance.
This role will play a critical part...
mindmatch.ai -
IQ-EQ-Chicago
Job Description
Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet...
resume-library.com -
LVI Associates-Chicago
for delivering innovative solutions, this firm specializes in land development engineering, infrastructure design, and regulatory compliance for a diverse range of clients, including developers, corporations, and public agencies.
Job Summary: The Senior Civil...
mindmatch.ai -
CBOHN-Chicago
avoidance actions and other types of commercial litigation
Providing advice to clients on Uniform Commercial Code, federal and state regulatory compliance, and consumer and institutional regulatory compliance matters
Attending mediations, expert and Client...
resume-library.com -
Uline, Inc.-Chicago
will manage a dedicated team of Tax Specialists, ensuring regulatory compliance for our growing North American company!
Better together! This position is on-site, and we are looking for people who share our passion.
Position Responsibilities
• Guide a team...
Capital One-Chicago
excellence; Coordinate the collection of data through deal life cycle for feedback loop to key stakeholders
• Oversee periodic reporting requirements
• Understand, and employ all lending, investing and regulatory/compliance controls, policies...
Directcounsel-Chicago
Skills: Strong knowledge of securities law and fund formation structures.
Key Responsibilities
• Advising clients on fund formation, private equity investments, and regulatory compliance.
• Drafting and negotiating key fund documents, including limited...
appcast.io -
Vikco Insurance Services, LLC-Chicago
to statutory & regulatory compliance
• Strong internal and external communication
• Proficiency in Microsoft Office & Excel
Education/Experience:
• Associate’s Degree or 5+ years of industry experience
• 2-3 years of industry experience in a similar role
• 1...
Encompass Health-Chicago
of Experience: - Bachelors degree in healthcare or related field preferred - Quality and/or Risk Management experience including primary responsibility for performance improvement activities, regulatory compliance, conflict resolution, leadership and risk...
12345678910
Companies now hiring in Chicago:
Regulatory Compliance jobs in Chicago – Similar offers:
Regulatory Compliance jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Regulatory Compliance, Chicago
It's free, and you can cancel email updates at any time
12345678910