Regulatory Counsel Jobs in Greenwich (CT)
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Search Results - Regulatory Counsel Jobs in Greenwich (CT)
Interactive Brokers Group, Inc.-Greenwich (CT)
/2 days remote).
About your team:
We seek an experienced Associate General Counsel – eDiscovery to lead and manage the firm’s eDiscovery program. The ideal candidate will have a strong legal background in litigation and investigations, experience...
appcast.io -
Interactive Brokers-Greenwich (CT)
matters, trust matters and regulatory compliance.
• Manage third-party legal relationships and collaborate with outside professionals to ensure the family's objectives are implemented effectively and efficiently.
• Assist with legal due diligence...
JW Michaels & Co.-Greenwich (CT)
regulatory filings (annual ADV, quarterly Form PF, etc.), the Compliance Associate also assists with legal matters, including review and tracking of NDAs, responding to client/prospect due diligence requests, side letter review and tracking, review of fund...
mindmatch.ai -
Greenwich (CT)
Counsel and working closely with the Company’s most senior executives and attorneys, this position supports a variety of law related tasks for a sophisticated publicly traded insurance holding company with domestic and international operations, including...
icims.com -
iCapital-Greenwich (CT)
update, and maintain operating policies and procedures.
• Liaise with funds' custodian and funds' bank, as well as other counterparties as needed.
• Work with counsel and Chief Compliance Officer to ensure general compliance with fund docs as well...
Danone-White Plains (NY), 8 mi from Greenwich (CT)
Associate General Counsel - Regulatory Affairs, Food & Beverage
• United States
• Louisville, White Plains
• Hybrid
• USD 225,000.00-260,000.00
• Permanent Full-Time
• Posted: 20 Feb 2025
The Associate General Counsel of Regulatory Affairs...
appcast.io -
iCapital-Greenwich (CT)
with counsel and CCO to ensure general compliance with fund docs as well as regulatory filings and requirements such as SEC and FINRA.
• Fulfill ad-hoc tasks as required by the team and different parts of the organization.
Qualifications
• Bachelor's degree...
OnMed-White Plains (NY), 8 mi from Greenwich (CT)
Counsel to align legal initiatives with organizational goals.
Contract Management: Negotiate on behalf of the company in various settings. Draft, review, and negotiate contracts with vendors, providers, plan sponsors, and strategic partners, including...
resume-library.com -
Robinhood-New York, 32 mi from Greenwich (CT)
to change the world — we’d love to have you apply.
Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team. We are looking for an attorney with experience in retail broker-dealer regulation who is excited to work...
appcast.io -
Rye (NY), 8 mi from Greenwich (CT)
with a focus on commercial matters and corporate transactions involving regulatory issues and corporate governance.
• Resolve legal issues and disputes involving business activities.
• Work with internal and external counsel on corporate transactions, including...
icims.com -
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