Research Compliance Jobs in New York
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Search Results - Research Compliance Jobs in New York
Cantor Fitzgerald-New York
Job Title: Research Compliance Officer
Location: New York, NY
Firm Overview:
Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial and technological innovation since...
mindmatch.ai -
Phaxis LLC-New York
Institutional Sales, Trading, Research, and Investment Banking.
Qualifications:
Bachelor's degree (BA or BS) required.
2. 4+ years of experience in compliance or a related field.
Series 7 or equivalent preferred; Series 24 is a plus.
Excellent written...
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Green Key Resources-New York
Position Overview
The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. This role requires an understanding of the regulatory landscape affecting investment advisers, particularly the Investment...
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A-STAFFING, INC.-New York
Our client, a major Japanese financial institute, is looking for a MS office Specialist in NYC for part time, roughly for 6 month to 1 year of period.
Job description;
Responsibilities:
Working closely with the global research production team...
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Cardea Group-New York
Monitor the investment/research’s team use of expert networks
• Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates
Qualifications:
• 8-12+ years of experience in an investment advisor (private equity, private...
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Secretary to the Associate Dean for Graduate Education & Research and Associate Dean for Profes[...]
St. John's University-New York
Secretary to the Associate Dean for Graduate Education & Research and Associate Dean for Professional Development
St. John’s University, established in 1870, has three New York City campuses; international locations in Rome, Italy; Limerick...
appcast.io -
eTeam Inc.-New York
and communicate regulatory changes and emerging compliance risks and trends to key partners and stakeholders.
• Assist business, Compliance, and other control function partners in responding to client escalations by conducting , compiling and presenting research...
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Russell Tobin-New York
Research Associate & Client Associate Opportunities
Salary: Research Associate - $64k | Client Associate - $70k
Sign-On Bonus: $3k | Target Bonus (Uncapped): $12k (Research Associate) / $13k (Client Associate)
About the Client
Our client...
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Sia-New York
Job Description
Sia is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project manager.
Our consultants work closely with our clients’ Compliance and Legal...
resume-library.com -
Glocap-New York
Our client, a midtown-based Hedge Fund, is seeking a Research Coordinator/Executive Assistant. The ideal candidate should be a self-starter, highly efficient, detail-oriented, and possess exceptional communication skills. They must demonstrate...
mindmatch.ai -
Flowdesk-New York
reviewing and providing feedback on marketing and research materials, and implementing enhancements to the company’s internal controls and compliance processes.
Stay on top of global regulatory changes as they pertain to the Web3/Blockchain/Cryptocurrency...
resume-library.com -
New York
the interdisciplinary research portfolio. Towards this goal the Grant Administrator will manage pre and post award Sponsored Research activities of Arts and Science to ensure compliance with NYU and funding agency guidelines.
The Grant Administrator will manage...
icims.com -
Memorial Sloan Kettering Cancer Center-New York
in process improvement initiatives to enhance patient outcomes and operational efficiency.
Regulatory Compliance & Quality Improvement
• Ensure adherence to clinical trial protocols, safety regulations, and institutional research guidelines .
• Participate...
Albert Einstein College of Medicine-New York
The Nurse Practitioner (NP) assesses, plans, and implements observational and clinical research protocols in a research setting, independently or autonomous in collaboration with other health professionals. The NP is responsible for managing...
Icahn School of Medicine at Mount Sinai-New York
modalities, and the process of conducting clinical research. The CPM will follow a caseload of patients in the ambulatory setting and assist in the administration and plan of the research program.
Full time. Four ten-hour shifts or hybrid five eight-hour...
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