Securities Compliance Jobs
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Search Results - Securities Compliance Jobs
Evolv Technologies Holdings, Inc.-Waltham (MA)
Associate General Counsel, Securities, Corporate and M&A
Are you a skilled corporate attorney ready to take ownership of securities compliance and corporate governance at a fast-growing public technology company? Do you have a strong foundation...
resume-library.com -
Michael Page-New York
and participate in enterprise-wide projects to enhance regulatory engagement and risk management.
Profile
• Seven or more years securities compliance or related securities experience required.
• JD desirable but not required.
• Knowledge of operations, finance...
Hunt Hive Talent-New York
issuances, and structured debt transactions.
Securities Compliance: Providing counsel on SEC reporting, disclosure obligations, and corporate governance matters.
Cross-Border Transactions: Managing complex global securities offerings and compliance...
resume-library.com -
Cetera Financial Group-United States
Securities Compliance Auditors conduct audits of branch offices to determine compliance with FINRA, SEC and State requirements, and company policies and procedures.
This is a hybrid role, 2 days weekly in the office.
What you will do:
• Directly...
mindmatch.ai -
EdgeTech Staffing, Inc-Waltham (MA)
corporate matters, including corporate governance, securities compliance, drafting transactional documents. License agreements, corporate law, M&A, contractual law, regulatory matters, risk management.
Regularly review, refine, and maintain corporate...
resume-library.com -
Rippling-San Francisco
and review Rippling’s disclosure materials, including future SEC filings and international filings to ensure compliance with federal, state and foreign securities law requirements
• Support the Board of Directors and Board Committees, including serving...
appcast.io -
Pernini Legal, LLC-Dallas
and international M&A transactions, including private equity investments and divestitures.
• Advise on corporate governance, securities compliance, and other commercial matters.
• Draft and negotiate transaction documents, including purchase agreements, financing...
jobvertise.com -
Evolv Technologies Holdings, Inc.-Waltham (MA)
Associate General Counsel, Securities, Corporate and M&A
Are you a skilled corporate attorney ready to take ownership of securities compliance and corporate governance at a fast-growing public technology company? Do you have a strong foundation...
workable.com -
USAA-Phoenix
coordination and implementation of Life Company specific programs, projects, and initiatives.
• Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides...
3 similar jobs: Tampa, San Antonio, Colorado Springs
USAA-Tampa
specific programs, projects, and initiatives.
• Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and documentation support for use...
USAA-San Antonio
and coordination with Securities Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits.
• Responds to executive complaints as necessary.
• Ensures risks associated...
Nava-Emeryville (CA)
The Senior Director, Corporate Legal will play a key role in enabling Dynavax’s securities compliance, corporate governance, sustainability and carbon efforts, and SEC reporting. The ideal candidate will be hands-on with critical processes, ensuring...
appcast.io -
Michael Page-Manhattan (NY)
MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
The Successful Applicant
• Seven or more years securities compliance or related securities experience required.
• JD desirable...
michaelpage.com -
Charlotte
Counsel (the "GC"), the Vice President, Assistant General Counsel : Global Securities and Corporate Governance, will play a critical role in Sealed Air's legal department, providing strategic legal advice and guidance on a variety of compliance...
tiptopjob.com -
Michael Page-New York
of related experience.
Preferred Qualifications:
• Seven or more years of experience in securities compliance or a related field.
• Juris Doctor (JD) preferred but not required.
• Strong knowledge of operations, finance, regulatory reporting, sales...
michaelpage.com -
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