Securities Compliance Jobs in Texas
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Search Results - Securities Compliance Jobs in Texas
Financial Industry Regulatory Authority-Dallas
communication skills.Possess excellent time management skills.Minimum of three years of securities, compliance or financial regulatory experience.Exemplify the FINRA Leadership Characteristics and serve as a role model for staff in the department.Work...
USAA-San Antonio
and coordination with Securities Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits.
• Responds to executive complaints as necessary.
• Ensures risks associated...
USAA-San Antonio
Company specific programs, projects, and initiatives.
Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and documentation support...
tiptopjob.com -
5 similar jobs: Dallas, Fort Collins, Houston, Denver, Colorado Springs
USAA-San Antonio
coordination and implementation of Life Company specific programs, projects, and initiatives.
• Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides...
USAA-San Antonio
and coordination with Securities Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits.
Responds to executive complaints as necessary.
Ensures risks associated...
tiptopjob.com -
2 similar jobs: Houston, Dallas
USAA-San Antonio
and coordination with Securities Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits.
• Responds to executive complaints as necessary.
• Ensures risks associated...
USAA-Houston
and coordination with Securities Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits.
Responds to executive complaints as necessary.
Ensures risks associated...
tiptopjob.com -
2 similar jobs: Dallas, San Antonio
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