Series 24 Jobs
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Search Results - Series 24 Jobs
Robinhood-Menlo Park (CA)
About the team + role
We are seeking a series 24 licensed Designated Principal to join the Marketing team at Robinhood! You will play a pivotal role in ensuring our marketing efforts adhere to all relevant financial regulations while maintaining...
thecareerwallet.us -
Social Capital Resources LLC-Tampa
auditing experience in a broker/dealer environment or 5 years of industry experience is a must.
• Requires Series 7 license and Series 24 license.
• Strong attention to detail and analytical skills.
• Excellent written and oral communications skills...
resume-library.com -
Michael Page-New York
and confidential work ethic
• SIE, Series 7, and Series 24 required for the role, but not a prerequisite
Job Offer
Opportunity to grow and be exposed to every facet of broker dealer compliance.
MPI does not discriminate on the basis of race, color, religion, sex...
Mitchell Martin-New York
Skills:
Series 24 license is a strong plus.
Experience with a wide range of accounting systems, including ERP and procurement platforms.
Employment Type:
Full-Time
Compensation:
Pay range: $160k-$180k/year
Benefits:
A comprehensive benefits...
resume-library.com -
Capital One-Wilmington (DE)
degree or Juris Doctor
• 8+ years of experience working in compliance, legal, audit, operations or finance within financial services OR 8+ years of experience with a regulator overseeing broker dealers or investment adviser
• Series 24 or 9/10...
1 similar job: New York
Delibert Employment-Rochester
Rulemaking Board (MSRB) rules.
Qualifications:
• EDUCATION:
• Bachelors Degree or equivalent experience required.
• LICENSES:
• Valid FINRA Securities Industry Essentials (SIE), Series 7, Series 24, and Series 66 exams, or the ability to obtain them...
resume-library.com -
Edward Jones-Saint Louis
in a dynamic organization
• Exceptional judgment, strong work ethic, thought leadership and unwavering integrity
• SIE exam (if applicable), Series 7 Top Off, Series 66 and Series 24 licenses must be obtained within 12 months of hire if not already held
Read...
Michael Page-New York
deadlines
• Quick learner with a proactive and team-oriented approach
• Professional and confidential work ethic
• SIE, Series 7, and Series 24 required for the role, but not a prerequisite
What's on Offer
Opportunity to grow and be exposed to every...
michaelpage.com -
Edward Jones-Saint Louis
preferred or need to obtain within 6 months of hire.
• Series 24 must be obtained within 1 year.
• 15+ years of relevant financial services experience; 10+ years of financial planning experience strongly preferred.
• 5+ years of people and team leadership...
Saint Louis
about how you can find your place here at Stifel, where success meets success.
What You'll Be Doing:
The Public Communications Specialist reviews, edits, advises, and verifies the final copy, with the Series 24 Principal approving (or denying...
icims.com -
Saint Louis
experience
Licenses & Credentials:
• Minimum Required: Series 7 and Series 63/66
• Preferred: Series 24
Systems & Technology:
• Proficient in Microsoft Excel, Word, PowerPoint, Outlook
#LI-DL1
About Stifel:
Stifel is more than 130 years old and still...
icims.com -
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