Series 24 Jobs
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Search Results - Series 24 Jobs
JCW-New York
closely with and learn directly from the Chief Compliance Officer. Candidates must have their Series 7 and 24 to be considered.
Salary - 120-140k base+ bonus
Key Responsibilities:
• Ensure compliance with all relevant regulations, including SEC...
mindmatch.ai -
Social Capital Resources LLC-Tampa
auditing experience in a broker/dealer environment or 5 years of industry experience is a must.
• Requires Series 7 license and Series 24 license.
• Strong attention to detail and analytical skills.
• Excellent written and oral communications skills...
resume-library.com -
Edward Jones-Saint Louis
concise, relevant market commentary and periodically explain complex investment terms/concepts to branch teams and directly to clients.
What Could Set You Apart:
• Series 24 license
• Master's degree
• Proficiency in Microsoft Excel, databases and wealth...
TogetHR Consulting-Louisville
communication skills
• FINRA registrations Series 14, Series 24 or 26, Series 66 or 65 and 7, or equivalent, preferred
Benefits
• Health, dental and vision insurance
• Paid time off
• 401(k) Plan
Compensation
• $75,000-$100,000 DOE...
hirehive.com -
Saint Louis
experience
Licenses & Credentials:
• Minimum Required: Series 7 and Series 63/66
• Preferred: Series 24
Systems & Technology:
• Proficient in Microsoft Excel, Word, PowerPoint, Outlook
#LI-DL1
About Stifel:
Stifel is more than 130 years old and still...
icims.com -
Michael Page-Manhattan (NY)
dealer regulations.
• Strong knowledge of FINRA and SEC regulations.
• Experience with regulatory examinations and audits.
• Active Series 7 and Series 24 licenses (Series 14 a plus).
• Mandarin proficiency preferred.
• Strong analytical and problem...
michaelpage.com -
Phoenix
Industry Essentials (SIE), Series 7 and Series 24 licenses.
Compensation: $55,000-$75,000. This range is a good faith estimate of the compensation to be offered for this position based on the ideal candidate’s qualifications, the Company’s operational...
joincambridge.com -
1 similar job: Fairfield
Phoenix
an accredited college or university; or ten or more years related experience and/or training; or equivalent combination of education and experience.
Certificates & Licenses:
Financial Industry Regulatory Authority (FINRA) Series 7, Series 24, and Series 66...
joincambridge.com -
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