Series 24 Jobs in New York
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Search Results - Series 24 Jobs in New York
Phaxis LLC-New York
Institutional Sales, Trading, Research, and Investment Banking.
Qualifications:
Bachelor's degree (BA or BS) required.
2. 4+ years of experience in compliance or a related field.
Series 7 or equivalent preferred; Series 24 is a plus.
Excellent written...
resume-library.com -
Hold Brothers Capital, LLC-New York
for information.
Qualifications
• Bachelors degree in business administration, Finance, Legal or related field
• 4+ years of experience in public equities trading compliance.
• Series 7 required, Series 24 preferred or attained upon hiring.
• Strong knowledge...
mindmatch.ai -
Phaxis LLC-New York
or a related field.
Minimum of four years' experience in compliance related to equity trading.
Series 7 license required; Series 24 preferred (or obtainable upon hire).
Strong knowledge of SEC and Client regulations governing equity markets.
Experience...
resume-library.com -
Longbridge Securities-New York
derivatives, and trading strategies
• Must have Series 24, 7, 63. Preferably have Series 4.
• Expertise in margin regulations and compliance requirements
• Proficiency in quantitative analysis, risk modeling, and statistical methods
• Excellent communication...
mindmatch.ai -
New York
Conductregulatory oversight, specifically marketing supervision, in accordance with applicable regulatory requirements, including Series 24 review and approval, CIRO, and internal policies and procedures to detect and/or prevent violations.
Including...
tiptopjob.com -
TradeZero America-Brooklyn (NY), 7 mi from New York
a must
FINRA series 24 to be taken in a timely manner
FINRA series 99 (not required but will be considered)
About the Company
“Built By Active Traders, For Active Traders”, TradeZero was founded in 2015 by a team that leveraged decades of collective...
mindmatch.ai -
New York
and computer literacy skills.
• Strong oral and written communication skills. Ability to communicate effectively to various groups including back:office, mid:office, and sales.
• Series 7 and 63 required, Series 24 an asset.
Interested?
At Scotiabank...
tiptopjob.com -
Webster Bank-White Plains (NY), 25 mi from New York
or more of the following: FINRA Series 7 General Securities, Series 24 General Securities Principal, or Series 14 Compliance Officer.
• Candidates with degrees (Associates, Bachelor’s, and/or Master’s) required.
• Extensive knowledge of SEC laws...
appcast.io -
New York
oral and written communication skills. Ability to communicate effectively to various groups including back:office, mid:office, and sales.
• Series 7 and 63 required, Series 24 an asset.
Interested?
At Scotiabank, every employee is empowered...
tiptopjob.com -
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