Series 7 Jobs
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Search Results - Series 7 Jobs
Cypress HCM-Lake Oswego
Maintain files and documents
• Perform other duties and tasks as assigned and required
Experience and Skills
• Bachelors Degree from an accredited university
• FINRA Series 7 AND 66 OR Series 7 and 63 & 65 are required
• 3+ years broker/dealer sales...
mindmatch.ai -
PNC Financial Services Group-New York
NY.
Finra licensed required: SIE, Series 7 and 63. Required within 120 days of hire.
Job Description
• Lead and manage trading strategy and execution for select capital markets products. Makes markets in designated customer products and manages...
appcast.io -
Bankers Life-Libertyville (IL)
applicable to this position can include Series 6, Series 7, Series 63, Series 66, Series 65, and CFP®)
• High level of self-motivation; ability to accomplish goals independently
• History of success in sales, competitive roles, client services, or client...
mindmatch.ai -
Veracity Software Inc-Providence
mindset
Required Qualifications:
Client Securities Industry Essentials (SIE), Series 7, 63/65 or 66
Displays advanced industry knowledge and understanding of investment products
Desired Qualifications:
Energetic individual that is self-motivated...
resume-library.com -
Goldman Sachs Bank AG-Los Angeles
and sales support teams across the firm embody a can-do attitude with a special talent for trouble-shooting and problem solving. SIE, Series 7, 63 and/or 66 may be required (must be obtained within three months of employment).
DIVISIONS AND JOB FUNCTIONS...
appcast.io -
Macpower Digital Assets Edge Private Limited-Providence
excellence in the client experience.
Non-Negotiable Requirements:
Fully licensed with active Series 7 and 66 (or BOTH Series 63 and 65 in lieu of the 66).
Clean U-4.
Previous experience as a registered Client Associate supporting Financial Advisors...
resume-library.com -
Landing Point-New York
professionals in real time.
• Bachelor’s degree required; JD or relevant certifications (e.g., Series 7, 24, 63, CFA) a plus...
mindmatch.ai -
Smoker & Company LLC-Ephrata (PA)
services. This is the perfect opportunity for someone who has their FINRA Series 7 or 66 license and is ready and eager to learn about the world of wealth management. Having tax experience would be a plus but is not a requirement.
Responsibilities...
resume-library.com -
Fidelity Investments-Merrimack
Preparation
In the first months, you’ll prepare to become a FINRA (Registered Representative by studying for and obtaining your SIE®, Series 7, and 63 licenses, all fully sponsored by Fidelity. This includes paid study time and access to valuable resources...
Director, Retirement Income - Life Company - Empowering the Military Community's Financial Future...
USAA-Phoenix
US military experience through military service or a military spouse/domestic partner
• Current/Active FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53)
• Current Life and Health (Group 1) license
• MBA or master’s degree in a financial...
USAA-Phoenix
of degree. (Total of 12 years without bachelor's degree)
• May be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7...
1 similar job: Colorado Springs
USAA-Phoenix
US military experience through military service or a military spouse/domestic partner
• Current/Active FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53)
• Current Life and Health (Group 1) license
• MBA or master’s degree in a financial...
UnitedOne Credit Union-Manitowoc
sales experience; with a verifiable commission history of at least $150,000 Gross Dealer Concessions.
• Life, health and variable insurance license.
• FINRA Securities Industry Essentials Examination (if applicable), Series 7, 63 and IAR (65/66...
USAA-Phoenix
US military experience through military service or a military spouse/domestic partner
• Current/Active FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53)
• Current Life and Health (Group 1) license
• MBA or master’s degree in a financial...
Mohr Talent-Round Rock
and regulatory expectations.
Qualifications:
• Active or lapsed (eligible for reactivation) FINRA Series 7 and 24 licenses (required)
• Minimum 2 years of auditing experience in a broker/dealer environment
• Minimum 5 years of overall financial services...
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