Series 7 Jobs
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Search Results - Series 7 Jobs
JCW-New York
closely with and learn directly from the Chief Compliance Officer. Candidates must have their Series 7 and 24 to be considered.
Salary - 120-140k base+ bonus
Key Responsibilities:
• Ensure compliance with all relevant regulations, including SEC...
mindmatch.ai -
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Larson Maddox-Washington
has at least 10 years of experience working within BD compliance, has an active Series 7 & 24, and has experience leading a small team. If what is below sounds appealing and in line with your experience, apply into this Chief Compliance Officer...
mindmatch.ai -
Northwestern Mutual-Princeton (NJ)
Benefits:*
• Flexible schedule
• Hybrid Working Environment
• Medical, Dental, Vision and Life & Disability Income Insurance
• Mental Health and Well-Being support options
• Retirement Package and Pension
• Series 7, investment licenses, CFP and more...
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
HealthPlus Staffing-Medford (OR)
systems, including income support for new partners and call compensation.
2. Ownership opportunity in adjacent ASC endoscopic center.
3. Compensation $650K.
4. Colonoscopy.
5. Flexible Sigmoidoscopy.
6. Lower GI Series.
7. Upper GI Series.
If interested...
appcast.io -
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
Asset Staffing-New York
to:
• Back Office Operations
• Middle Office
• Regulatory
• Client Service Specialist- Series 7
• Fixed Income Operations
• Trade Support
• Administration
• Accounting
• Tax Operations - All levels
• Research Assistant
• Assistant Analyst
• Project Managers...
mindmatch.ai -
USAA-Phoenix
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
2 similar jobs: Tampa, Colorado Springs
Transcend Practice Management-United States
and provide custom recommendations.
Qualifications for this opportunity include:Bachelor’s degree in math, finance, accounting, or business preferred
5 years of experience in the industry
3+ years of experience in financial or accounting services
Series 7, 66...
joblookup.com -
Charles Schwab-San Antonio
write, and speak in Spanish.
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
Preferred Qualifications:
• Preferably 1-2 years of experience in Client...
Atria Wealth Solutions-Lansing
and loan and deposit needs.
• Demonstrates knowledge of all Consumers products and services.
• Successfully maintains: Series 7, Series 66, Life, Accident, and Health Insurance Licenses, and State specific securities and investment licenses.
• Contacts...
mindmatch.ai -
Charles Schwab-Dallas
write, and speak in Spanish.
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
Preferred Qualifications:
• Preferably 1-2 years of experience in Client...
First Citizens Bank-Lexington (SC)
Diploma or GED and 8 years of experience in Registered Financial Representative
License or Certification Type: Possess valid Series 7, 63, 65 or 66, and state-specific life and health insurance licenses Required
First Citizens benefits programs...
11 similar jobs: Ridgeway, Hopkins, Irmo, Lugoff, Wateree...
First Citizens Bank-Wilmington
licenses: Series 7, Series 63 & 65 or 66 as well as state-specific life, health, and long term care insurance licenses RequiredSkill(s): Experience in Financial Brokerage Operations in supporting client and advisors relationships
First Citizens benefits...
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