Series 7 Jobs
1 - 15 of 289
Search Results - Series 7 Jobs
AdvisorShares-Bethesda (MD)
Bachelors degree in finance, economics or marketing highly desirable
• Securities Licenses: Series 7, Series 63, and a clean U4 REQUIRED...
mindmatch.ai -
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
Flagstar Bank-New York
it is preferred incumbent obtain the Life/Health license within 6 months of hire
Variable Annuity. If not held at time of hire, it is preferred incumbent obtain the Variable Annuity license within12 months of hire.
Series 7. If not held at time of hire...
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Cetera Investment Services LLC-West Chester (PA)
Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
The Junior Financial Advisor is responsible for providing financial planning, financial advice and investment management to serve the needs...
mindmatch.ai -
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
SUPERIORHIRE-Irving
Need at least two years of experience at a broker-dealer, investment adviser or regulatory agency
• FINRA License Series 7 and 63 needed and will help get in the first 6 months
Hybrid:In office, currently Monday-Tuesday-Wednesday each week...
mindmatch.ai -
Flagstar Bank-Rochester (MI)
licenses within 120 days of hire.
Variable Annuity - If not held at time of hire, incumbent must obtain the above listed licenses within 30 days of passing Series 63 exam.
Series 7 - If not held at time of hire, incumbent must obtain the above listed...
1 similar job: Portage
Bankers Life-Bentonville (AR)
applicable to this position can include Series 6, Series 7, Series 63, Series 66, Series 65, and CFP®)
• High level of self-motivation; ability to accomplish goals independently
• History of success in sales, competitive roles, client services, or client...
mindmatch.ai -
Flagstar Bank-Troy (MI)
the above listed licenses within 120 days of hire.
• Variable Annuity - If not held at time of hire, incumbent must obtain the above listed licenses within 30 days of passing Series 63 exam.
• Series 7 - If not held at time of hire, incumbent must obtain...
4 similar jobs: Dearborn, West Hempstead, Portage, Staten Island
Cetera Investment Services LLC-Saginaw (MI)
Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
The Investment Executive is responsible for providing financial planning, financial advice and investment management to serve the needs...
mindmatch.ai -
Goldman Sachs Bank AG-Los Angeles
and sales support teams across the firm embody a can-do attitude with a special talent for trouble-shooting and problem solving. SIE, Series 7, 63 and/or 66 may be required (must be obtained within three months of employment).
DIVISIONS AND JOB FUNCTIONS...
appcast.io -
Smoker & Company LLC-Ephrata (PA)
services. This is the perfect opportunity for someone who has their FINRA Series 7 or 66 license and is ready and eager to learn about the world of wealth management. Having tax experience would be a plus but is not a requirement.
Responsibilities...
resume-library.com -
Goldman Sachs Bank AG-San Francisco
solve and think outside the box? Our client and customer services and sales support teams across the firm embody a can-do attitude with a special talent for troubleshooting and problem solving. SIE, Series 7, 63, and/or 66 may be required (must...
appcast.io -
Social Capital Resources LLC-Charlotte
analysis.
Prepare cash flow reports for senior leadership.
Qualifications:
Bachelor's degree in finance, accounting, economics or related field.
5. 10 years of treasury or finance experience.
Client Series 7, 99, or 27 desired
In-depth understanding...
resume-library.com -
12345678910
Companies now hiring:
View Series 7 jobs in:
Don’t miss out on new job openings!
Create a job alert for: Series 7
It's free, and you can cancel email updates at any time
12345678910