Series 7 Jobs
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Search Results - Series 7 Jobs
Dexian-Salt Lake City
Series 7 License Trainee
# of positions: 10
Address:
Amelia Earhart Dr, Salt Lake City, UT 84116 (Expect to be 100% onsite during the contract. Once converted to a perm employee it will move to a hybrid schedule.)
Pay Rate: $19/hr while...
mindmatch.ai -
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
Fluent Financial-Dallas
to clients
• Provides ongoing support of client relationships, handles day-to-day client requests and issues
• Additional projects as assigned
REQUIREMENTS:
• Minimum two years of experience in industry or similar role
• Series 7 and 66 OR Series 65...
mindmatch.ai -
Flagstar Bank-Portage (MI)
Variable Annuity - If not held at time of hire, incumbent must obtain the above listed licenses within 30 days of passing Series 63 exam.
Series 7 - If not held at time of hire, incumbent must obtain the above listed licenses within 1year of hire.
Series...
Find Great People | FGP-Greenville (SC)
team. The Series 7 and 66 certifications must be currently held or acquired after being hired.
This would be a great position for someone looking to get their foot in the door and grow within the financial advising industry, or someone with experience...
mindmatch.ai -
Goldman Sachs-Dallas
Goldman Sachs is seeking a Series 7 Licensed RIA Custody Client Services Representative (CSR) to join our world-class service team.
The Knowledge you’ll gain about our resources, financial markets, and investing concepts will enable you to enhance...
Phaxis LLC-New York
and related documentation.
Series 7 is a must
Base salary - $80,000-$100,000 depending on experience...
resume-library.com -
Fisher Investments-Dallas
of experience working in financial services.
• FINRA Series 65 certification or a combination of FINRA Series 7 and 66 preferred.
• A proven track record of success in driving results and persuading prospects.
Compensation
• This role offers uncapped...
Smoker & Company LLC-Ephrata (PA)
services. This is the perfect opportunity for someone who has their FINRA Series 7 or 66 license and is ready and eager to learn about the world of wealth management. Having tax experience would be a plus but is not a requirement.
Responsibilities...
resume-library.com -
Joseph Gunnar & Co., LLC-Garden City (NY)
CURRENTLY SERIES 7 REGISTERED REPS ONLY
Joseph Gunnar & Co., LLC is a full-service broker-dealer founded in 1997 dedicated to assisting investors in achieving their financial goals. The firms capabilities include investment banking, corporate...
mindmatch.ai -
Morgan Stanley-Boston
seminars and professional reading.
13. Develop new marketing and educational content.
14. Conduct internal training sessions.
15. Series 7 (including SIE), 66 and 24 required (can be obtained post-hire).
Requirements
1. Bachelor's degree required. J.D...
appcast.io -
Claire Myers Consulting-Des Moines
advisor to prepare for and follow up on client meetings.
• Maintain up-to-date knowledge of financial products and regulations.
Qualifications
• Possesses financial literacy.
• Must have the Series 7 license.
• Life & health insurance and Series 66...
mindmatch.ai -
Goldman Sachs Bank AG-Los Angeles
and sales support teams across the firm embody a can-do attitude with a special talent for trouble-shooting and problem solving. SIE, Series 7, 63 and/or 66 may be required (must be obtained within three months of employment).
DIVISIONS AND JOB FUNCTIONS...
appcast.io -
USAA-Colorado Springs
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
Fisher Investments-Camas
with no travel required.
Your Qualifications
• Minimum 2 years of experience working in financial services.
• FINRA Series 65 certification or a combination of FINRA Series 7 and 66 preferred.
• A proven track record of success driving results and persuading...
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