Series 7 Jobs
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Search Results - Series 7 Jobs
Dexian - DISYS-Pineville (NC)
Job Title: Series 7 Trainee
Location: Charlotte, NC 28262
Duration: 4 months with 100% conversion to perm if licenses are obtained
Provides remote integration support for newly hired Financial Advisors ( FAs ), channel managers and branch support...
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
HealthPlus Staffing-Medford (OR)
systems, including income support for new partners and call compensation.
2. Ownership opportunity in adjacent ASC endoscopic center.
3. Compensation $650K.
4. Colonoscopy.
5. Flexible Sigmoidoscopy.
6. Lower GI Series.
7. Upper GI Series.
If interested...
appcast.io -
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
MissionSquare Retirement-New York
religion, sex, national origin, or any other protected classifications under any applicable law.
Salary: $107,790 + bonuses
Licenses & Certifications
Required
Cert Financial Planner
FINRA Series 7
FINRA Series 63...
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
Yoh-Englishtown
Financial Advisor
Location: Manalapan, NJ
Schedue: Fully onsite
Salary: $70,000 - $80,000 + Commission ($200K+ total comp)
Qualifications: Open to all levels/years of experience.
Must have either a Series 7, 65 or 66 license.
Experience in Asset...
Cabrera Capital Markets, LLC-Chicago
transactions
5. Excellent analytical, financial modeling, and presentation skills
6. FINRA Series 7, Series 79 and Series 63 licenses required (or within 6 months of hire)
7. Ability to work effectively in a fast-paced, team-oriented environment
8. Willing...
appcast.io -
Michael Page-New York
and confidential work ethic
• SIE, Series 7, and Series 24 required for the role, but not a prerequisite
Job Offer
Opportunity to grow and be exposed to every facet of broker dealer compliance.
MPI does not discriminate on the basis of race, color, religion, sex...
Nbsalonspa-Boston
1. 2-4 yrs. financial services sales experience preferred.
2. Bachelor’s degree required.
3. Excellent written and oral communication skills.
4. FINRA Series 7 and 66 preferred.
5. FINRA Series 6, 63 and 65 may be considered for exceptional...
appcast.io -
Michael Page-New York
securities markets, and applicable reporting requirements;
• 7-10 years of experience supporting fixed income compliance at a broker-dealer;
• College Degree is required;
• Series 7 and 24 or ability to obtain the licenses upon hiring; and
• Strong writing...
S Wilson Staffing-United States
Series 7 & 66 (63 & 65 in lieu of 66) licenses.
• Has two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded (including at least one year experience in the investments industry...
joblookup.com -
Amerant Bank-Tampa
degree in business, finance, economics or related field. Other degrees may be acceptable. SIE, Series 7 and 66. Series 4 preferred. A masters’ degree or other well-known professional certification are a plus. STEP FC / CFP (Preferred) - CFA (Optional...
S Wilson Staffing-Easton (MD)
by connecting them to the lending, investing and giving they need to remain vibrant and vital.
Required skills:
• Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.
• Has two years' experience working in the financial service industry and/or a sales...
Amerant Bank-Coral Gables
duties as assigned.
Minimum Education and/or Certifications Requirements:
Bachelors degree in business, finance, economics or related field. Other degrees may be acceptable. SIE, Series 7 and 66. Series 4 preferred. A masters’ degree or other well-known...
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