Series 7 Jobs in Arizona
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Search Results - Series 7 Jobs in Arizona
The Charles Schwab Corporation-Phoenix
expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.What you haveRequired:CFP designation or CFA designation requiredBachelor’s degreeActive and valid FINRA Series 7 license (may consider...
USAA-Phoenix
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
3 similar jobs: Tampa, San Antonio, Colorado Springs
Phoenix
Knowledge and Compliance Education: Stay current on industry compliance issues, key trends, and relevant regulatory updates. Pursue continuing education to maintain FINRA Series 7 licensure and ensure adherence to best practices.
• Confidentiality...
joincambridge.com -
1 similar job: Fairfield
Charles Schwab-Phoenix
experiences have found tremendous success here at Charles Schwab. This position provides a mix of instructor-led classroom training, mentoring, and on-the-job-learning in your first year.
Required Qualifications
• Series 7, 63 (or equivalent), required...
Phoenix
a broker dealer/RIA.
Financial Industry Regulatory Authority (FINRA) Series 7 is required.
Compensation: $175,000 base pay plus incentive compensation. This salary is a good faith estimate of the compensation to be offered for this position based...
joincambridge.com -
Charles Schwab-Phoenix
should have.
Required Qualifications
• Active series 7 & 63/66 licenses are required (may be obtained under a condition of employment - within 6 months)
• Outstanding communication, listening and analytical skills
• Possess a sense of urgency...
1 similar job: Omaha
Phoenix
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
USAA-Phoenix
Required maintenance of Life/Health license.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able to successfully pass background check and meet all USAA and regulatory...
USAA-Yuma
to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
8. ..
tiptopjob.com -
Scottsdale
/office etiquette.
Education & Experience:
• Minimum Required: High School Diploma or equivalent.
• Minimum Required: 2+ years investment industry experience.
Licenses & Credentials:
• SIE, Series 7 and 63 or 66 required.
Systems & Technology...
icims.com -
USAA-Yuma
of Life/Health license. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements.
Additionally...
tiptopjob.com -
Phoenix
Industry Essentials (SIE), Series 7 and Series 24 licenses.
Compensation: $55,000-$75,000. This range is a good faith estimate of the compensation to be offered for this position based on the ideal candidate’s qualifications, the Company’s operational...
joincambridge.com -
1 similar job: Fairfield
Phoenix
an accredited college or university; or ten or more years related experience and/or training; or equivalent combination of education and experience.
Certificates & Licenses:
Financial Industry Regulatory Authority (FINRA) Series 7, Series 24, and Series 66...
joincambridge.com -
Phoenix
and business strategy the, particularly in financial services.
Certificates & Licenses:
Financial Industry Regulatory Authority (FINRA) Series 79 or 99 is required if not already obtained. FINRA Series 7 is preferred.
Compensation: $120,000-$145,000...
joincambridge.com -
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