Series 7 Jobs in California
1 - 15 of 77
Search Results - Series 7 Jobs in California
Paulson Investment Company, LLC-Fremont
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firms emphasis includes products...
mindmatch.ai -
4 similar jobs: San Francisco, Santa Rosa, Los Angeles, Sonoma
Goldman Sachs Bank AG-San Francisco
solve and think outside the box? Our client and customer services and sales support teams across the firm embody a can-do attitude with a special talent for troubleshooting and problem solving. SIE, Series 7, 63, and/or 66 may be required (must...
appcast.io -
Cetera Investment Services LLC-San Diego
the customer’s investment portfolio, financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job...
mindmatch.ai -
Goldman Sachs Bank AG-Los Angeles
and sales support teams across the firm embody a can-do attitude with a special talent for trouble-shooting and problem solving. SIE, Series 7, 63 and/or 66 may be required (must be obtained within three months of employment).
DIVISIONS AND JOB FUNCTIONS...
appcast.io -
Paulson Investment Company, LLC-Alameda (CA)
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firms emphasis includes products...
mindmatch.ai -
5 similar jobs: Santa Clara, Sunnyvale, San Jose, San Mateo, Hayward
B2B CFO Partners, LLC-Fremont
15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note:
• This is NOT a W-2 CFO position; we are seeking candidates to join our firm as Partners, working from anywhere in the USA...
appcast.io -
Build My Great Team-Newport Beach
/operations role.
Series 7 and 66 or 65 licenses are strongly preferred but not required.
Strong problem resolution and organizational skills with the ability to multi-task and meet deadlines.
High level of accuracy and attention to detail.
Proficiency...
resume-library.com -
Mustang Private Wealth-San Luis Obispo
licensing (I.e. Series 7, CFP®) compensated for accordingly....
mindmatch.ai -
Kestra Financial Independent Advisor-Palo Alto (CA)
7 required. Series 65/ 66 preferred.
Education / Experience
Bachelor’s degree preferred but not Required. Business related major a plus.
Previous experience in the independent financial services firm a plus.
Military experience a plus...
resume-library.com -
Thrivent-Irvine
Complete a comprehensive training program with up to 16 weeks of paid training and have ongoing support and career development resources.
• Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63...
mindmatch.ai -
B2B CFO Partners, LLC-Huntington Beach
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
26 similar jobs: Chicago, Waipahu, Costa Mesa, Santa Ana, Bay Shore...
Robert Half-San Diego
compliance procedures as needed.
• Previous experience in broker-dealer compliance is mandatory, with a strong understanding of financial services regulations, including FINRA/SEC rules.
• Active Series 7 and Series 66 licenses (or equivalent) are required...
roberthalf.com -
JPMorgan Chase & Co.-San Francisco
experience in Private Banking or Financial Services
• Bachelor’s Degree required
• Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
• Proven sales success...
appcast.io -
RK Partners-Newport Beach
Energized by mentorship & collaboration
• Bachelor's Degree strongly desired or equivalent working experience
Preferred but not required:
• Licensure: CA Life & Health, SIE, Series 7 & Series 66
• *Licensing will need to be obtained*
Responsibilities...
talentnest.com -
1 similar job: Chicago
Valencia (CA)
Preferred 4 Year/Bachelors Degree
Experience
• Minimum: 3
• Preferred Years of Experience: 5
• Comments: 3-5 Years Experience
Knowledge, Skills & Ability
• Must have current and clean FINRA Series 7, Series 63 & 65 or 66, as well as Life and Disability...
icims.com -
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