Series 7 Jobs in Chicago
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Search Results - Series 7 Jobs in Chicago
PNC Financial Services Group-Chicago
Public Finance & Healthcare SIE, Series 52 & 63 (79 optional) within 180 days of employment, Corporate Finance SIE, 79 and 63 (7 optional/with manager approval) within 180 days of employment, Asset Backed Finance SIE, 7, 79 and 63 within 180 days...
appcast.io -
MindSpring Partners LLC-Chicago
years of financial services experience.
• Proficiency in Microsoft Office, especially Excel; Salesforce familiarity is a plus.
• Series 7 and 63 licenses preferred (or must be obtained within three months).
• Strong organizational, communication...
mindmatch.ai -
Huntington Bancshares, Inc.-Chicago
or related field
• 10+ years experience in the securities industry with no identified regulatory issues.
• NASD Series 7 and Series 63 licenses required
Preferred Qualifications:
• Experience addressing Institutional Investments strategies and collaborating...
appcast.io -
MindSpring Partners LLC-Chicago
field
• Familiarity with the Investment Company Act of 1940 and registered fund operations
• Experience with regulatory filings and knowledge of financial services regulatory environment
• FINRA Series 99 or 7 license preferred (or willingness to obtain...
mindmatch.ai -
Cabrera Capital Markets, LLC-Chicago
Excellent analytical, financial modeling, and presentation skills
FINRA Series 7, Series 79 and Series 63 licenses required (or within 6 months of hire)
Ability to work effectively in a fast-paced, team-oriented environment
Willing to travel 50...
resume-library.com -
Lenox Advisors-Chicago
Ability to obtain, with training, State Variable Life & Health License and
• FINRA licensing including Series 6 or Series 7, Series 63...
mindmatch.ai -
Rockefeller Capital Management-Chicago
years of relevant experience.
• SIE, Series 7 and Series 66 (or 63/65) strongly preferred.
• CFP designation or progress toward CFP preferred.
Skills
• Excellent client facing, interpersonal, organizational, technical, and client service skills...
appcast.io -
RK Partners-Chicago
2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting for clients through referrals, personal observation and networking...
talentnest.com -
JPMorganChase-Chicago
acquisition, cultivating and maintaining client relationships, and integrating with key partners
• Demonstrated ability and commitment to goals-based planning and advice
• A valid and active Series 7
• A valid and active Series 66 (63/65) license is required...
Robert Half-Chicago
and required
Requirements:
• Bachelor’s degree
• Minimum of 4+ years relevant experience
• FINRA Series 7 and 66 licenses strongly preferred
• Familiarity with estates preferred
• Highly motivated self-starter with a strong work ethic and positive “can-do...
roberthalf.com -
Lenox Advisors-Chicago
written and verbal communication skills
• Existing personal practice welcomed but not required.
• Hold Series 7, 66 & Life and Health License
Contact Jessica at JCastellano@LenoxAdvisors.com for more information about our role at Lenox....
mindmatch.ai -
B2B CFO Partners, LLC-Chicago
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
RK Partners-Chicago
Energized by mentorship & collaboration
• Bachelor's Degree strongly desired or equivalent working experience
Preferred but not required:
• Licensure: CA Life & Health, SIE, Series 7 & Series 66
• *Licensing will need to be obtained*
Responsibilities...
talentnest.com -
JPMorganChase-Chicago
acquisition, cultivating and maintaining client relationships, and integrating with key partners
• Demonstrated ability and commitment to goals-based planning and advice
• A valid and active Series 7
• A valid and active Series 66 (63/65) license is required...
Cabrera Capital Markets, LLC-Chicago
suitable solutions to client questions and resolving problems in a timely manner
• Attend various events to support clients
• All other duties as assigned
Requirements
• Must have Active FINRA Series 7 and 63 license
• Minimum of 3 years of relevant Fixed...
jobvertise.com -
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