Series 7 Jobs in Florida
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Search Results - Series 7 Jobs in Florida
Cetera Investment Services LLC-Sarasota
and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Associate Wealth Advisor...
mindmatch.ai -
Fisher Investments-Clearwater
is required for this position, as it focuses on phone-based sales or virtual connections
Your Qualifications
• At least 2 years of experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• A multi-year...
Ascendo Resources-Fort Lauderdale
series 7 and 24 license
• Strong knowledge of securities regulations, including FINRA and SEC rules.
• Bachelors degree in related field...
mindmatch.ai -
Social Capital Resources LLC-Tampa
auditing experience in a broker/dealer environment or 5 years of industry experience is a must.
• Requires Series 7 license and Series 24 license.
• Strong attention to detail and analytical skills.
• Excellent written and oral communications skills...
resume-library.com -
Kovack Financial Network-Fort Lauderdale
independently.
A FINRA Series 7 and Series 24 is required....
mindmatch.ai -
JPMorgan Chase & Co.-Miami
experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the Latin America North Market
• Spanish fluency oral and written required
• Series 7, 66 licenses required...
appcast.io -
Cetera Investment Services LLC-Pensacola (FL)
financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Wealth...
mindmatch.ai -
JPMorgan Chase & Co.-Miami
Bachelor’s Degree required
• Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
• Proven sales success and strong business acumen
• Strong community...
appcast.io -
Maxim Group LLC-Fort Lauderdale
individuals with an inherent determination to succeed.
The Account Executive Trainee position is a highly entrepreneurial role, requiring extensive client development, prospecting and selling. We will provide sponsorship for Series 7 and Series 63 licensing...
mindmatch.ai -
B2B CFO Partners, LLC-Miami
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
4 similar jobs: Silver Spring, Fort Lauderdale, New York, Washington
Credicorp Capital-Miami
or General Management.
KEY COMPETENCIES AND SKILLS:
• FINRA Series 7 and 24
• Experience in the broker dealer and RIA environments
• Experience dealing with FINRA and the SEC
• Has worked in a supervisory role in the compliance field.
• Has experience...
hirehive.com -
Webull Financial-Saint Petersburg
with a focus on continuous learning and improvement.
What Makes You Stand Out
• Series 7 license preferred.
• Experience in finance (equities, options, margin) or customer service at a retail brokerage firm.
• Knowledge of trading platforms and familiarity...
Ormond Beach
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Truist Financial Corporation-Orlando
Knowledge of the features and attributes of annuity products.
5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be considered if they have at least 1 of the required licenses and can obtain...
Arena Investors I Quaestor Advisors-Jacksonville
on accuracy and efficiency.
• 7 – 10 years of regulatory compliance experience at a SEC-registered investment adviser (primarily private credit exposure);
• Experience with broker-dealer compliance (ideally Series 7 or Series 14 licensed...
workable.com -
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