Series 7 Jobs in Fort Lauderdale
1 - 10 of 10
Search Results - Series 7 Jobs in Fort Lauderdale
Ascendo Resources-Fort Lauderdale
series 7 and 24 license
• Strong knowledge of securities regulations, including FINRA and SEC rules.
• Bachelors degree in related field...
mindmatch.ai -
B2B CFO Partners, LLC-Fort Lauderdale
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Kovack Financial Network-Fort Lauderdale
independently.
A FINRA Series 7 and Series 24 is required....
mindmatch.ai -
JPMorgan Chase & Co.-Miami, 25 mi from Fort Lauderdale
experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the Latin America North Market
• Spanish fluency oral and written required
• Series 7, 66 licenses required...
appcast.io -
Maxim Group LLC-Fort Lauderdale
individuals with an inherent determination to succeed.
The Account Executive Trainee position is a highly entrepreneurial role, requiring extensive client development, prospecting and selling. We will provide sponsorship for Series 7 and Series 63 licensing...
mindmatch.ai -
Avior Executive Search, Inc-Fort Lauderdale
industry as either a Financial Advisor, Private Banker, or Relationship Manager with proven track record of generating an AUM exceeding 100M USD or T-12 of at least 350K USD.
• Must have Series 7 and 66 or equivalent as well as insurance licenses for Life...
mindmatch.ai -
Ascendo Resources-Fort Lauderdale
and ethical standards.
• Participate in business development initiatives, including client prospecting and networking.
Qualifications & Requirements:
• FINRA Series 7 and Series 66 (or Series 63 & 65) licenses required.
• Bachelor’s degree in Finance...
mindmatch.ai -
Norman Alex-Miami, 25 mi from Fort Lauderdale
Regional bank in Miami is seeking a licensed CSA for their newly revamped brokerage business.
Must have Series 7 - any additional licenses a plus
The role primarily focused on providing excellent customer service to clients by handling...
mindmatch.ai -
Nichols Wealth Partners-Boca Raton, 16 mi from Fort Lauderdale
especially working with high-net-worth clients.
• Active Series 7 and 63 licenses.
• Active Series 65 or 66.
• Life, Health, and LTC Licenses.
• Clean U-4 and U-5 history.
• Certified Financial Planner (CFP) (preferred but not necessary)
Knowledge...
mindmatch.ai -
Creand Wealth Management (Beta Capital)-Miami, 25 mi from Fort Lauderdale
experience conducting suitability reviews of broker-dealer
• Experience with Surveillance, Conflicts of Interest and/or Anti-Money Laundering.
• FINRA Series 7 required. Series 24 a plus.
• Experience and understanding of regulatory landscape
• Strong...
mindmatch.ai -
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Series 7, Fort Lauderdale
It's free, and you can cancel email updates at any time