Series 7 Jobs in Iowa
1 - 15 of 21
Search Results - Series 7 Jobs in Iowa
Claire Myers Consulting-Des Moines
advisor to prepare for and follow up on client meetings.
• Maintain up-to-date knowledge of financial products and regulations.
Qualifications
• Possesses financial literacy.
• Must have the Series 7 license.
• Life & health insurance and Series 66...
mindmatch.ai -
Edward Jones-Huxley (IA)
or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during...
Prudential Financial-Des Moines
programs
• Access to Prudential clients
Requirements:
• Series 6 and 63 required. Series 7 and 66 (63/65) preferred
• Insurance license required, or willing to obtain upon hire
• Five or more years of industry experience
If you are interested to learn...
mindmatch.ai -
Fairfield (IA)
of experience, typically around 3+ years of experience in training, continuos improvement or a related field, preferably within the financial industry.
Certificates & Licenses:
This job requires obtaining FINRA Securities Industry Essentials (SIE) and Series 7...
joincambridge.com -
1 similar job: Phoenix
Prudential Financial-Cedar Rapids
retirement programs: a 401(k) with a 4% match, a cash balance pension plan, and a pension enhancement plan.
Requirements:
• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience
• If you...
mindmatch.ai -
2 similar jobs: Milwaukee, Madison
Des Moines
Series 7 and 66 required
• FINRA Series 24 obtained within 12 months of start date.
• Certified Information Privacy Professional (CIPP/U or CIPM) required within 12 months of start date.
• Excellent verbal/written communication skills and group...
principal.com -
Prudential Financial-Cedar Rapids
financial packages designed to make your transition to Prudential as smooth as possible. Let’s have a confidential conversation today.
Requirements:
• Series 6 and 63 required. Series 7 and 66 (63/65) preferred
• Insurance license required
• Three or more...
mindmatch.ai -
7 similar jobs: Indianola, Watertown, Okoboji, Ottumwa, Decorah...
West Des Moines
and independently
• Ability to adapt to frequent change.
• Proficient use of PC and Microsoft Office Products
• Proven facilitation skills
• Ability to work periodic overtime, sometimes with relatively short notice
• Series 6 and 26 (or series 7 and 24) or ability...
sammonsfinancialgroup.com -
Prudential Financail-Marshalltown
financial packages designed to make your transition to Prudential as smooth as possible. Let’s have a confidential conversation today.
Requirements:
• Series 6 and 63 required. Series 7 and 66 (63/65) preferred
• Insurance license required
• Three or more...
mindmatch.ai -
Fairfield (IA)
Maintain up-to-date knowledge of industry regulations, monitor SEC filings, and complete continuing education requirements for FINRA licenses (Series 7).
• Conduct Expert Analysis: Perform expert-level analysis of alternative investment products and managed...
joincambridge.com -
1 similar job: Phoenix
Sioux City
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Des Moines
management company
• Holds FINRA Series 7
Salary Range Information:
Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some...
principal.com -
Fairfield (IA)
FINRA) Series 7 license is required for this role.
Compensation: $55,000-$80,000. This range is a good faith estimate of the compensation to be offered for this position based on the ideal candidate’s qualifications, the Company’s operational needs...
joincambridge.com -
West Des Moines
Regulatory Authority (FINRA) Series 7 or 99 is required if not already obtained. FINRA Series 7 is preferred.
Compensation: $120,000-$150,000 Salary plus incentive compensation based on successful completion of acquisitions. This range is a good faith...
joincambridge.com -
Fairfield (IA)
7+ or more years, with compliance, internal audit, or a related field within the financial services industry.
Certificates & Licenses:
This role requires a Series 7 and Series 24
Preferred Skills:
• Strong understanding of regulatory...
joincambridge.com -
1 similar job: Phoenix
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