Series 7 Jobs in Jersey City
1 - 11 of 11
Search Results - Series 7 Jobs in Jersey City
Phaxis LLC-Jersey City
Client Series 7 & 24 required
3+ years of relevant experience in the financial industry, focusing on compliance and surveillance....
resume-library.com -
Citigroup-Jersey City
Series 7, 9,10, 24, 63, 65, 53, 55, 66).Travel Requirement:Less than 10%.Education:Bachelor’s/University degree, Master’s degree preferred.Primary Locations:NYC, Jersey City, NJ------------------------------------------------------Job Family Group: Risk...
Phaxis LLC-Jersey City
Bachelor's degree preferred or equivalent combination of education, training, and experience.
Client Series 7, 4, and 24 required.
3+ years of experience, preferably in compliance within a broker-dealer environment, with a focus on advertising/marketing...
resume-library.com -
Jersey City
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
moomoo-Jersey City
Series 7, 63, 4, and 24.
Strong business acumen with the ability to resolve compliance issues from a business perspective. Possess business sense to adjust performance flexibly to meet regulatory legal principles and requirements.
Excellent...
resume-library.com -
Ageatia Global Solutions-Jersey City
Graduate Degree a plus.
" Professional Certification or Securities licenses preferred (SIE, Series 3, 4, 7, 9 / 10, 24).
" Speaks and reads Spanish or French a plus.
Client Registrations Required:
" SIE or equivalent (must be obtained within the first...
resume-library.com -
moomoo-Jersey City
interacting with overseas teams.
• Licensed in FINRA Series 7, 63, 4, and 24.
• Strong business acumen with the ability to resolve compliance issues from a business perspective. Possess business sense to adjust performance flexibly to meet regulatory legal...
workable.com -
Primary Talent Partners-Jersey City
others with a positive attitude in the workplace and the ability to accept accountability.
Preferred Qualifications:
Graduate Degree a plus.
Professional Certification or Securities licenses preferred (SIE, Series 3, 4, 7, 9 / 10, 24).
Speaks...
resume-library.com -
Axelon Services Corporation-Jersey City
SIE, Series 3, 4, 7, 9 / 10, 24).
Speaks and reads Spanish or French a plus.
Client Registrations Required:
SIE or equivalent (must be obtained within the first year of employment)
Series 7 (may be taken after the SIE)...
resume-library.com -
KLM Careers-Jersey City
house - Nice to Have:
10. Do you have Series 7 - Nice to Have:
11. Do you have CFA certification - Nice to Have:
12. Must be a US Citizen or Green Card holder....
resume-library.com -
moomoo-Jersey City
on regulatory requirements, internal policies, and compliance best practices specific to prime brokerage.
Requirements
Bachelor’s degree in finance, law, or related field; advanced degrees
Series 7 & 24 & 63;
7+ years of experience in a compliance role...
resume-library.com -
Series 7 jobs in Jersey City – Similar offers:
Series 7 jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Series 7, Jersey City
It's free, and you can cancel email updates at any time