Series 7 Jobs in Los Angeles
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Search Results - Series 7 Jobs in Los Angeles
Cetera Investment Services LLC-Los Angeles
Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
The Financial Advisor is responsible for providing financial planning, financial advice and investment management to serve the needs of the bank’s consumer...
mindmatch.ai -
Goldman Sachs Bank AG-Los Angeles
and sales support teams across the firm embody a can-do attitude with a special talent for trouble-shooting and problem solving. SIE, Series 7, 63 and/or 66 may be required (must be obtained within three months of employment).
DIVISIONS AND JOB FUNCTIONS...
appcast.io -
Paulson Investment Company, LLC-Los Angeles
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firms emphasis includes products...
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B2B CFO Partners, LLC-Los Angeles
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Whittier Advisors-Los Angeles
of experience in wealth management
• Excellent verbal and written communication skills
• High integrity and empathy
• Entrepreneurial mindset
• Proficiency in Microsoft Office
Preferred Qualifications
• Series 7 & 66 (or desire to obtain)
• CFP preferred...
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Rockefeller Capital Management-Los Angeles
years of relevant experience.
• SIE, Series 7 and Series 66 (or 63/65) strongly preferred.
• CFP designation or progress toward CFP preferred.
Skills
• Excellent client-facing, interpersonal, organizational, technical, and client service skills...
appcast.io -
Northwestern Mutual-Los Angeles
career
• Mentorship and professional development training throughout your entire career
• Development stipends and expense allowance
• Sponsorship of Licensing/Credentialing (SIE/Series 7/Series 63, Life & Health Ins)
• Leadership opportunities
• Leading...
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Zions Bancorporation-Los Angeles
or grandfathered Series 7), Series 63 will be required.
6. In-depth knowledge of complex credit structures, relevant capital markets, credit analysis, and administration policies.
7. Advanced analytical and reasoning skills.
8. Ability to work effectively with all...
appcast.io -
Los Angeles
of relevant experience
• SIE, Series 7 and Series 66 (or 63/65) strongly preferred
• CFP designation or progress toward CFP preferred
Skills:
• Excellent client facing, interpersonal, organizational, technical, and client service skills
• Detail-oriented...
rockco.com -
Los Angeles
years!
Who You Are:
• Bachelor's degree or equivalent experience required, and 6+ years of related industry experience required with a strong preference to RIA experience.
• FINRA Series 7 & 63 Licenses required with the ability to meet firm standards...
principal.com -
Los Angeles
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Whittier Advisors-Los Angeles
Series 7 & 66
• Excellent verbal and written communication skills
• High integrity and empathy
• Entrepreneurial mindset
• Proficiency in Microsoft Office
Preferred Qualifications
• CFP (or desire to obtain)
• MBA
• Series 24 (or desire to obtain...
mindmatch.ai -
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