Series 7 Jobs in Manhattan (NY)
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Search Results - Series 7 Jobs in Manhattan (NY)
Robertson & Company Ltd.-Manhattan (NY)
FINRA Series 7 certification is mandatory.
Note: Salary will be determined based on relevant experience and skills.
Only those who are qualified will be contacted....
mindmatch.ai -
Michael Page-Manhattan (NY)
of experience supporting fixed income compliance at a broker-dealer;
• College Degree is required;
• Series 7 and 24 or ability to obtain the licenses upon hiring; and
• Strong writing skills.
What's on Offer
• Competitive Base + Bonus
• Hybrid Working...
michaelpage.com -
Green Key Resources-New York, 3 mi from Manhattan (NY)
/ background)
MUST have: Series 7 and 24 - active and in good standing
Responsibilities:
Implementation of the firms compliance program, with a focus on the broker-dealer side
Assist the Chief Compliance Officer with both broker-dealer and RIA compliance...
mindmatch.ai -
Flagstar Bank-New York, 3 mi from Manhattan (NY)
it is preferred incumbent obtain the Life/Health license within 6 months of hire
Variable Annuity. If not held at time of hire, it is preferred incumbent obtain the Variable Annuity license within12 months of hire.
Series 7. If not held at time of hire...
Cetera Investment Services LLC-New York, 3 mi from Manhattan (NY)
financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Producing...
mindmatch.ai -
Phaxis LLC-New York, 3 mi from Manhattan (NY)
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
Coda Search│Staffing-New York, 3 mi from Manhattan (NY)
2+ years of experience in financial services, ideally within asset management or banking.
• Series 7 and Series 63 licenses preferred.
• Strong passion for the financial markets, with a particular interest in alternatives.
• Excellent communication...
mindmatch.ai -
Phaxis LLC-New York, 3 mi from Manhattan (NY)
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Flagstar Bank-Staten Island, 14 mi from Manhattan (NY)
exam.
• Series 7 - If not held at time of hire, incumbent must obtain the above listed licenses within 1year of hire.
• Series 63 and or Series 66 - If not held at time of hire, incumbent must obtain the above listed licenses within 90 days of passing...
Phaxis LLC-New York, 3 mi from Manhattan (NY)
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
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