Series 7 Jobs in Miami
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Search Results - Series 7 Jobs in Miami
Norman Alex-Miami
Regional bank in Miami is seeking a licensed CSA for their newly revamped brokerage business.
Must have Series 7 - any additional licenses a plus
The role primarily focused on providing excellent customer service to clients by handling...
mindmatch.ai -
B2B CFO Partners, LLC-Miami
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Creand Wealth Management (Beta Capital)-Miami
experience conducting suitability reviews of broker-dealer
• Experience with Surveillance, Conflicts of Interest and/or Anti-Money Laundering.
• FINRA Series 7 required. Series 24 a plus.
• Experience and understanding of regulatory landscape
• Strong...
mindmatch.ai -
JPMorgan Chase & Co.-Miami
experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the Latin America North Market
• Spanish fluency oral and written required
• Series 7, 66 licenses required...
appcast.io -
Morgan Stanley-Miami
military, finance or other business-related field
• Current holder of the CFP and/or CPWA designations
• Series 7, 66 licenses required
• Exemplary in communication, presentation, time-management and organizational skills
• Proficient at listening to client...
mindmatch.ai -
JPMorgan Chase & Co.-Miami
Bachelor’s Degree required
• Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
• Proven sales success and strong business acumen
• Strong community...
appcast.io -
Equitable Advisors-Miami
the United States
• A four-year college degree required. We will help you navigate obtaining the required state licenses as well as sitting for the SIE which must be passed prior to onboarding
• We will sponsor your pursuit of FINRA Series 7 and 66 registrations...
mindmatch.ai -
Credicorp Capital-Miami
or General Management.
KEY COMPETENCIES AND SKILLS:
• FINRA Series 7 and 24
• Experience in the broker dealer and RIA environments
• Experience dealing with FINRA and the SEC
• Has worked in a supervisory role in the compliance field.
• Has experience...
hirehive.com -
Miami
communication skills, complemented by strong interpersonal skills.
• Willingness to obtain Series 7 and Series 66 licenses within 180 days of employment.
• Demonstrated ability to work collaboratively as a team player while exercising discretion in handling...
icims.com -
Velox Clearing-Miami
firms and correspondent clearing is strongly preferred.
• Certifications:
• Series 7 and 24 certifications required: Series 27 preferred (or willingness to obtain). Additional FINRA licenses such as Series 4, 57, or 63 are advantageous.
• Familiarity...
mindmatch.ai -
Miami
in Microsoft Office Suite.
Preferred Qualifications:
• Series 7 or other relevant securities licenses.
• Experience with CRM systems and other client management tools.
Job Posting Locations: In this role you can work hybrid from Miami, Florida...
icims.com -
Miami
preferably with a broker-dealer.
• Must have a strong understanding of securities laws, rules, and regulations (e.g., Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, FINRA rules).
• Series 7 and 24 (or licenses 9...
icims.com -
Miami Beach (FL)
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Miami
Minimum Required: 3+ years of experience in Anti-Money Laundering or experience in bank, brokerage, and trust transactional reviews.
Licenses & Credentials:
• Minimum Required: None.
• FINRA SIE, Series 7, and Series 63 are preferred.
• CAMS is preferred...
icims.com -
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