Series 7 Jobs in Miami
Search jobs in
1 - 15 of 18
Search Results - Series 7 Jobs in Miami
Leeds Professional Resources-Miami
engagement and satisfaction.
Requirements:
• 4-5 years of experience as a registered client associate
• Series 7 license
• Bilingual English and Spanish...
mindmatch.ai -
JPMorgan Chase & Co.-Miami
experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the Latin America North Market
• Spanish fluency oral and written required
• Series 7, 66 licenses required...
appcast.io -
Ascendo Resources-Miami
experience.
• 3+ years of industry experience in a Supervisory Function with active Series 7, 8 (or 9/10), 63, and 65 (or 66).
• Strong knowledge of SEC, FINRA, and compliance policies.
• Proven leadership or supervisory experience.
• Strong attention...
mindmatch.ai -
B2B CFO Partners, LLC-Miami
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Leeds Professional Resources-Miami
and/or problems and alert respective FA and/or Branch Management as necessary
Requirements:
• High School diploma; Associate’s or Bachelor’s degree preferred
• Series 7 required and series 66 a plus
• Fluency in English and Spanish
• Able to work effectively...
mindmatch.ai -
JPMorgan Chase & Co.-Miami
experience in Private Banking or Financial Services
• Bachelor’s Degree required
• Series 7, 66 licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
• Proven sales success and strong...
appcast.io -
Ascendo Resources-Miami
years of experience working with KYC and management experience
• FINRA Series 7 license preferred
• Bilingual - English & Spanish
• Proven experience in KYC/AML operations within the financial services industry.
• Strong knowledge of regulatory...
mindmatch.ai -
JPMorgan Chase & Co.-Miami
experience in Private Banking or Financial Services
• Bachelor’s Degree required
• Series 7, 66 licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
• Proven sales success and strong...
appcast.io -
Creand Wealth Management (Beta Capital)-Miami
experience conducting suitability reviews of broker-dealer
• Experience with Surveillance, Conflicts of Interest and/or Anti-Money Laundering.
• FINRA Series 7 required. Series 24 a plus.
• Experience and understanding of regulatory landscape
• Strong...
mindmatch.ai -
Miami
communication skills, complemented by strong interpersonal skills.
• Willingness to obtain Series 7 and Series 66 licenses within 180 days of employment.
• Demonstrated ability to work collaboratively as a team player while exercising discretion in handling...
icims.com -
USAA-Miami
to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
8. ..
tiptopjob.com -
Miami
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
NewEdge Wealth-Miami
Required Skills/Abilities:
• 2-5 years of client service experience
• International Wealth Management experience preferred
• Series 7 and 66 licensed preferred or willingness to acquire a license while on the job
• Excellent skills in Microsoft Office...
mindmatch.ai -
Miami
Minimum Required: 3+ years of experience in Anti-Money Laundering or experience in bank, brokerage, and trust transactional reviews.
Licenses & Credentials:
• Minimum Required: None.
• FINRA SIE, Series 7, and Series 63 are preferred.
• CAMS is preferred...
icims.com -
Miami
Portuguese language is a plus.
Education & Experience:
• Minimum Required: High School Diploma or equivalent.
• Minimum Required: 2+ years of investment industry experience.
Licenses & Credentials:
• Minimum Required: FINRA Series 7 and 63 or 66.
Systems...
icims.com -
12
Companies now hiring in Miami:
Series 7 jobs – More cities:
Don’t miss out on new job openings!
Create a job alert for: Series 7, Miami
It's free, and you can cancel email updates at any time
12