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Series 7 Jobs in New York

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Search Results - Series 7 Jobs in New York
ThinkEquity LLC-New York
Institutional Equity Sales - Series 7 Leading NYC based investment bank is expanding its institutional equity sales department. Duties include identifying and qualifying institutional investors (mutual funds, hedge funds, pension funds, family...
mindmatch.ai -
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc Plusses: Day-to-Day Responsibilities: PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
CitiStaffing-New York
allocation of trades, processing client requests) is important in this role. SERIES 7, 63 or 66 required. Facility with technology, including using a PMS, and, strong Microsoft Excel skills required. Candidate will have an excellent opportunity to advance...
mindmatch.ai -
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory. Working knowledge of applicable Client rules, SEC rules, and industry standards. Securities licenses such as Series 7 and 24 are strongly preferred. Base salary...
resume-library.com -
ASSET STAFFING, INC.-New York
to:  •  Back Office Operations  •  Middle Office  •  Regulatory  •  Client Service Specialist- Series 7  •  Fixed Income Operations  •  Trade Support  •  Administration  •  Accounting  •  Tax Operations - All levels  •  Research Assistant  •  Assistant Analyst  •  Project Managers...
mindmatch.ai -
Phaxis LLC-New York
below) 10+ years of related experience in a broker/dealer operation and/or compliance position Client Series 7, 24, 63 licenses required. Understanding of Client, SEC and other regulatory requirements around trading and market making activities...
resume-library.com -
ThinkEquity LLC-New York
offices) to market firms equity transactions, offer corporate access to investors and book deal and non deal roadshows both in the US and overseas. College degree and Series 7 license preferred along with strong work ethic, strong phone communications...
mindmatch.ai -
First Citizens Bank-New York
Series 7, 65 or 66 licenses, and State Life & LTC Insurance License Required, Advanced Advisor/ Planning Designation Preferred If hired in New York, the base pay for this position is generally between $197,000 to $300,000 per year. Actual starting base...
Emergent365-New York
experience at a broker dealer  •  Expertise in Reg ATS, Reg NMS & Reg Reporting Requirements CAT, TRF, etc.  •  Series 7, 14, 24 or willingness to obtain Group Overview We are a world leading provider of market infrastructure. Our purpose is to provide...
mindmatch.ai -
First Citizens Bank-New York
Banking, or Wealth Management License or Certification Type: Possess valid Series 7, 63 & 65 or 66 licenses Required Skill(s): Credit underwriting skills The base pay for this position is generally between $163,000 and $250,000. Actual starting base...
Empower-New York
preferred  •  10+ years of relatable industry leadership experience  •  Certified Financial Planner (CFP) designation, required  •  FINRA fingerprinting required  •  FINRA Series 7, 24, & 66, required What will set you apart  •  Demonstrated success leading...
Goldman Sachs-New York
experience Excellent attention to detailDemonstrable quantitative and qualitative analysis skillsDemonstrable communication skills, both spoken and writtenFamiliarity with investment management product offeringsSIE, Series 7 and Series 63 required (must...
New York
quality institution serving wealth and institutional marketplace.  •  Strong academic background with an undergraduate degree and possibly an MBA, other graduate degree, or CFA  •  Registered representative: FINRA Series 7 & 63 is a plus Skills:  •  Investment...
rockco.com -
PwC-New York
licenses (e.g., Series 6, Series 7). Preferred Knowledge/Skills  •  Demonstrates extensive knowledge and/or a proven record of success in the Asset and Wealth Management industry including the following areas: Wealth Management, Broker Dealer, Wire house...
jobvertise.com -
New York
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits  •  Performance-based earnings and revenue^1...
icims.com -
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