Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Flagstar Bank-New York
Annuity - *If not held at time of hire, incumbent must obtain the above listed licenses within 30 days of passing Series 63 exam.
Series 7 - *If not held at time of hire, incumbent must obtain the above listed licenses within 1year of hire.
Series 63...
mindmatch.ai -
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
JP Morgan Chase-New York
qualifications, capabilities, and skillsFINRA series 7, 63 licenses preferred
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent...
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
KeyBank-New York
required) Licenses and Certifications FINRA Series 7 and 66 (or 63 & 65) (required) Certified Financial Planner (CFP) (preferred) Certified Investment Management Analyst (CIMA) (preferred) Certified Public Accountant (CPA) (preferred) Chartered Financial...
Odeon Capital Group-New York
sales experience.
Active FINRA Series 7 and 63 licenses.
Expertise and knowledge in the US Treasury market.
A client book of business that will transfer to Odeon.
Benefits
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k)
Paid...
resume-library.com -
New York
areas
• FINRA Series 7 & 63 Licenses required
• Experience using Bloomberg and Microsoft Excel is required
Key skills and knowledge required:
• Proficiency in Microsoft Office suite
• Strong verbal and written communication skills
• Ability to work in...
icims.com -
Phaxis LLC-New York
below)
10+ years of related experience in a broker/dealer operation and/or compliance position
Client Series 7, 24, 63 licenses required.
Understanding of Client, SEC and other regulatory requirements around trading and market making activities...
resume-library.com -
Michael Page-New York
Excel, and PowerPoint.
• 2-5 years of client service experience in asset management required.
• Series 7, 66, and 31 licenses a plus.
• Working knowledge of fixed income, equity, and alternative investment products preferred.
What's on Offer...
michaelpage.com -
PwC-New York
licenses (e.g., Series 6, Series 7).
Preferred Knowledge/Skills
• Demonstrates extensive knowledge and/or a proven record of success in the Asset and Wealth Management industry including the following areas:
Wealth Management, Broker Dealer, Wire house...
jobvertise.com -
New York
quality institution serving wealth and institutional marketplace.
• Strong academic background with an undergraduate degree and possibly an MBA, other graduate degree, or CFA
• Registered representative: FINRA Series 7 & 63 is a plus
Skills:
• Investment...
rockco.com -
Pierce Technology Corp-New York
Requirements
Bachelor’s degree in business, finance, or related field
• Series 7
• 4-7 years of asset management sales experience
• Exceptional knowledge of markets and business acumen to influence decision-makers
• Proven track record of meeting...
workable.com -
The Misch Group-New York
representatives.
• Annual Conference: Attend a fully paid annual conference.
Requirements:
• Series 7 License: Required for selling all types of securities suitable for retail investors.
• Series 65 License: Preferred, allowing you to operate as a registered...
hirehive.com -
Wolfe Research-New York
hour workdays and some weekends
• Advanced understanding of financial modeling, experience building and maintaining 3-statement models
• Series 7, 63, 86 & 87 is preferred, or expected to be completed within the first 12 months of joining
• Excellent...
trinethire.com -
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