Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
Flagstar Bank-New York
it is preferred incumbent obtain the Life/Health license within 6 months of hire
Variable Annuity. If not held at time of hire, it is preferred incumbent obtain the Variable Annuity license within12 months of hire.
Series 7. If not held at time of hire...
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
ThinkEquity LLC-New York
offices) to market firms equity transactions, offer corporate access to investors and book deal and non deal roadshows both in the US and overseas.
College degree and Series 7 license preferred along with strong work ethic, strong phone communications...
mindmatch.ai -
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Coastal Wealth Management-New York
or a combination of Series 7 & 66
• Active Book of business (assets under management)
• Financial Planning and Estate Planning skills
• Investment Management and Finance expertise
• Strong analytical and problem-solving abilities
• Excellent communication...
mindmatch.ai -
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
CION Investments-New York
Services
• Strong presentation skills
• Series 7 & 63 (or equivalent) required. Previously held series 7 and 63 licenses that are inactive will be considered, provided that all required exams are retaken and passed within three months of being hired
Why...
mindmatch.ai -
Syntricate Technologies Inc-New York
team - work long hours
Looking for a committed mindset, who can dig in, multitasking
Series 7 certifications not required
Job Summary:
The Wealth AIMS Business Execution Specialist is a member of the Client Wealth Business Execution Team which...
resume-library.com -
Hold Brothers Capital, LLC-New York
for information.
Qualifications
• Bachelors degree in business administration, Finance, Legal or related field
• 4+ years of experience in public equities trading compliance.
• Series 7 required, Series 24 preferred or attained upon hiring.
• Strong knowledge...
mindmatch.ai -
Odeon Capital Group-New York
sales experience.
Active FINRA Series 7 and 63 licenses.
Expertise and knowledge in the US Treasury market.
A client book of business that will transfer to Odeon.
Benefits
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k)
Paid...
resume-library.com -
Prudential Financial-New York
decision. We support you by offering financial packages designed to make your transition to Prudential as smooth as possible. Let’s have a confidential conversation today.
Requirements:
• Series 6 and 63 required. Series 7 and 66 (63/65) preferred...
mindmatch.ai -
New York
and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.
Qualifications:
To land this role you will need:
• BA or BS
• Series 7 and 63
• 5+ years fixed income sales...
icims.com -
New York
of financial services and various product offerings.
• Willingness to participate in tactical and strategic department initiatives.
• The ability to work independently and as part of a team.
• FINRA Series 7 and/or other licenses preferred, not required...
rockco.com -
Wolfe Research-New York
understanding of financial modeling, experience building and maintaining 3-statement models
• Series 7, 63, 86 & 87 is preferred, or expected to be completed within the first 6 months of joining
• Excellent written and verbal communication skills
• Must enjoy...
trinethire.com -
Odeon Capital Group-New York
with the ability to think creatively and act collaboratively, playing a key role in driving the Firm’s long-term success.
• Series 7, 63, 79, and 24 licenses (or willingness to obtain prior to hire)
Benefits
• Health Care Plan (Medical, Dental & Vision...
workable.com -
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