Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
Michael Page-New York
and confidential work ethic
• SIE, Series 7, and Series 24 required for the role, but not a prerequisite
Job Offer
Opportunity to grow and be exposed to every facet of broker dealer compliance.
MPI does not discriminate on the basis of race, color, religion, sex...
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Michael Page-New York
securities markets, and applicable reporting requirements;
• 7-10 years of experience supporting fixed income compliance at a broker-dealer;
• College Degree is required;
• Series 7 and 24 or ability to obtain the licenses upon hiring; and
• Strong writing...
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
MissionSquare Retirement-New York
religion, sex, national origin, or any other protected classifications under any applicable law.
Salary: $107,790 + bonuses
Licenses & Certifications
Required
Cert Financial Planner
FINRA Series 7
FINRA Series 63...
Syntricate Technologies Inc-New York
team - work long hours
Looking for a committed mindset, who can dig in, multitasking
Series 7 certifications not required
Job Summary:
The Wealth AIMS Business Execution Specialist is a member of the Client Wealth Business Execution Team which...
resume-library.com -
New York
Studying towards or already passed SIE and pass the Series 7 and Series 63 within 3 months of employment
• Strong Python- Excel Skills
• Must possess a strong, ongoing interest in the financial markets with emphasis on a dealer’s front-office Sales...
icims.com -
Odeon Capital Group-New York
sales experience.
Active FINRA Series 7 and 63 licenses.
Expertise and knowledge in the US Treasury market.
A client book of business that will transfer to Odeon.
Benefits
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k)
Paid...
resume-library.com -
Capital One-New York
legal, audit, operations or finance within financial services OR at least 7 years of experience working for a regulator overseeing broker dealers or investment advisers
• FINRA licensed with valid Series 7 or 79
Preferred Qualifications
• Master’s...
New York
BA/BS degree
• Prior client service experience within financial industry, or equivalent experience, preferred
• Series 7 & 66 preferred, and if not, willing to obtain
Skills:
• Basic understanding of investments and/or portfolio reporting...
rockco.com -
Michael Page-New York
deadlines
• Quick learner with a proactive and team-oriented approach
• Professional and confidential work ethic
• SIE, Series 7, and Series 24 required for the role, but not a prerequisite
What's on Offer
Opportunity to grow and be exposed to every...
michaelpage.com -
New York
impacts financial results
• Ensures exceptional service and growth through the development of a high performing team
Qualifications:
• Bachelor's degree or 5 years of equivalent experience required
• 4+ years retirement industry experience
• Series 7...
aleragroup.com -
Odeon Capital Group-New York
agency experience preferred
• Series 7, 63, 86, 87
Benefits
• Health Care Plan (Medical, Dental & Vision)
• Retirement Plan (401k)
• Paid Time Off (Vacation, Sick & Public Holidays)
• Family Leave (Maternity, Paternity)
• Short Term & Long Term...
workable.com -
PwC-New York
licenses (e.g., Series 6, Series 7).
Preferred Knowledge/Skills
• Demonstrates extensive knowledge and/or a proven record of success in the Asset and Wealth Management industry including the following areas:
Wealth Management, Broker Dealer, Wire house...
jobvertise.com -
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