Series 7 Jobs in New York State
1 - 15 of 49
Search Results - Series 7 Jobs in New York State
Green Key Resources-New York
/ background)
MUST have: Series 7 and 24 - active and in good standing
Responsibilities:
Implementation of the firms compliance program, with a focus on the broker-dealer side
Assist the Chief Compliance Officer with both broker-dealer and RIA compliance...
mindmatch.ai -
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
Cetera Investment Services LLC-New York
financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Producing...
mindmatch.ai -
Flagstar Bank-New York
it is preferred incumbent obtain the Life/Health license within 6 months of hire
Variable Annuity. If not held at time of hire, it is preferred incumbent obtain the Variable Annuity license within12 months of hire.
Series 7. If not held at time of hire...
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Coda Search│Staffing-New York
2+ years of experience in financial services, ideally within asset management or banking.
• Series 7 and Series 63 licenses preferred.
• Strong passion for the financial markets, with a particular interest in alternatives.
• Excellent communication...
mindmatch.ai -
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
Flagstar Bank-Staten Island
exam.
• Series 7 - If not held at time of hire, incumbent must obtain the above listed licenses within 1year of hire.
• Series 63 and or Series 66 - If not held at time of hire, incumbent must obtain the above listed licenses within 90 days of passing...
B2B CFO Partners, LLC-Bay Shore (NY)
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Kestra Financial Independent Advisor-Wappingers Falls
but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
Previous experience in the independent financial services culture preferred
Certificates, Licenses, and/or Registration
Series 7 and 65/66 license required...
resume-library.com -
Edward Jones-Potsdam (NY)
or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during...
Syntricate Technologies Inc-New York
team - work long hours
Looking for a committed mindset, who can dig in, multitasking
Series 7 certifications not required
Job Summary:
The Wealth AIMS Business Execution Specialist is a member of the Client Wealth Business Execution Team which...
resume-library.com -
Prudential Financial-Monroe (NY)
decision. We support you by offering financial packages designed to make your transition to Prudential as smooth as possible. Let’s have a confidential conversation today.
Requirements:
• Series 6 and 63 required. Series 7 and 66 (63/65) preferred...
mindmatch.ai -
5 similar jobs: Erie, Amherst, Wexford, Ithaca, Pittsford
Goshen (NY)
Required: High School Diploma or equivalent
• Minimum Required: 2 years investment industry experience
Licenses & Credentials:
• Minimum Required: Series 7 and 63 or 66
Compensation Range:
Salary: USD $39,800.00/Yr. - USD $59,500.00/Yr.
Actual salaries...
icims.com -
1 similar job: Harwich
Robertson & Company Ltd.-Manhattan (NY)
FINRA Series 7 certification is mandatory.
Note: Salary will be determined based on relevant experience and skills.
Only those who are qualified will be contacted....
mindmatch.ai -
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