Series 7 Jobs in New York State
1 - 15 of 72
Search Results - Series 7 Jobs in New York State
ThinkEquity LLC-New York
Institutional Equity Sales - Series 7
Leading NYC based investment bank is expanding its institutional equity sales department. Duties include identifying and qualifying institutional investors (mutual funds, hedge funds, pension funds, family...
mindmatch.ai -
Phaxis LLC-New York
Commodites CMA , must have series 7, and prefers 57, 24, 4, 3 , etc
Plusses:
Day-to-Day Responsibilities:
PROVIDE A SHORT WRITE-UP ABOUT THE JOB IN YOUR OWN WORDS - DO NOT JUST COPY AND PASTE THE JOB DESCRIPTION YOU RECEIVED FROM THE CLIENT...
resume-library.com -
CitiStaffing-New York
allocation of trades, processing client requests) is important in this role.
SERIES 7, 63 or 66 required. Facility with technology, including using a PMS, and, strong Microsoft Excel skills required. Candidate will have an excellent opportunity to advance...
mindmatch.ai -
Phaxis LLC-New York
Proficiency in researching clearance against Investment Banking transactions is mandatory.
Working knowledge of applicable Client rules, SEC rules, and industry standards.
Securities licenses such as Series 7 and 24 are strongly preferred.
Base salary...
resume-library.com -
ASSET STAFFING, INC.-New York
to:
• Back Office Operations
• Middle Office
• Regulatory
• Client Service Specialist- Series 7
• Fixed Income Operations
• Trade Support
• Administration
• Accounting
• Tax Operations - All levels
• Research Assistant
• Assistant Analyst
• Project Managers...
mindmatch.ai -
Phaxis LLC-New York
below)
10+ years of related experience in a broker/dealer operation and/or compliance position
Client Series 7, 24, 63 licenses required.
Understanding of Client, SEC and other regulatory requirements around trading and market making activities...
resume-library.com -
ThinkEquity LLC-New York
offices) to market firms equity transactions, offer corporate access to investors and book deal and non deal roadshows both in the US and overseas.
College degree and Series 7 license preferred along with strong work ethic, strong phone communications...
mindmatch.ai -
Hold Brothers-New York
or be willing to obtain the Series 7 license.
Benefits
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k, IRA)
Paid Time Off (Vacation, Sick & Public Holidays)
Family Leave (Maternity, Paternity)
Work From Home
Base Salary Range: $55,000...
resume-library.com -
Prudential Financial-Syracuse
with the benefits of being an employee.
• 3 retirement programs: a 401(k) with a 4% match, a cash balance pension plan, and a pension enhancement plan.
Requirements:
• Series 6 and 63 required. Series 7 and 66 (63/65) preferred
• Insurance license required
• Three...
mindmatch.ai -
2 similar jobs: Tampa, Plattsburgh
Phaxis LLC-New York
with regulatory requirements.
Strong knowledge of CAT and 606 reporting, and best execution practices.
Proficiency in relevant execution services software and tools, including FIX 4.2.
Client SIE, Series 7, and 24 certifications are required.
Base Salary...
resume-library.com -
B2B CFO Partners, LLC-Bay Shore (NY)
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Empower-New York
preferred
• 10+ years of relatable industry leadership experience
• Certified Financial Planner (CFP) designation, required
• FINRA fingerprinting required
• FINRA Series 7, 24, & 66, required
What will set you apart
• Demonstrated success leading...
First Citizens Bank-New York
Series 7, 65 or 66 licenses, and State Life & LTC Insurance License Required, Advanced Advisor/ Planning Designation Preferred
If hired in New York, the base pay for this position is generally between $197,000 to $300,000 per year. Actual starting base...
1 similar job: Atlanta
Equitable Advisors-Plainview (NY)
life and health licenses, FINRA Series 7 and 63 registrations
• Possesses integrity, a strong work ethic and the desire to help others plan for and protect their economic futures
• Team player who possesses excellent interpersonal skills...
jobvertise.com -
First Citizens Bank-New York
Banking, or Wealth Management
License or Certification Type: Possess valid Series 7, 63 & 65 or 66 licenses Required
Skill(s): Credit underwriting skills
The base pay for this position is generally between $163,000 and $250,000. Actual starting base...
1 similar job: San Francisco
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