Series 7 Jobs in North Carolina
1 - 15 of 25
Search Results - Series 7 Jobs in North Carolina
Cetera Investment Services LLC-Raleigh
are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Regional Sales Manager will proactively develop a client base to which appropriate wealth management products can be sold.
Duties will include...
mindmatch.ai -
1 similar job: Chicago
Social Capital Resources LLC-Charlotte
analysis.
Prepare cash flow reports for senior leadership.
Qualifications:
Bachelor's degree in finance, accounting, economics or related field.
5. 10 years of treasury or finance experience.
Client Series 7, 99, or 27 desired
In-depth understanding...
resume-library.com -
Cetera Investment Services LLC-Lexington (NC)
objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Financial Advisor...
mindmatch.ai -
Genesis10-Charlotte
acceptance testing
Desired Qualifications
• 1 year of capital markets industry or similar experience
• Need someone with Derivative trading experience (can be from a customer role at an investments type company) AND their Series 7.
• Strong...
resume-library.com -
GPAC-Charlotte
be the perfect fit. What We’re Looking For:
• Active FINRA Series 7 and 65 licenses.
• A clean U5 record.
• Proven experience and a dedication to serving high and ultra-high-net-worth individuals and families.
What We Offer:
• Generous Payout Plan: Retain...
jobrapido.com -
Equitable Advisors-Charlotte
state life and health licenses, FINRA Series 7 and 63/66 registrations
• Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures
• Team player...
mindmatch.ai -
Truist Financial Corporation-Raleigh
Knowledge of the features and attributes of annuity products.
5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be considered if they have at least 1 of the required licenses and can obtain...
2 similar jobs: Atlanta, Orlando
Dexian-Charlotte
Completion of SIE, Series 7, or 63 licenses is highly valued.
• Relevant Experience: Prior experience in finance or advisory roles is an advantage.
Note: Due to the structured nature of this training program, daily onsite attendance is required, with limited...
mindmatch.ai -
Edward Jones-Wake Forest
required; Bachelor's degree preferred
• 3-5 years of relevant experience in securities/financial services industry preferred
• Series 7 and Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned...
appcast.io -
Powerwell-Raleigh
Salesforce).
• Participate in regular internal meetings.
• Work on a schedule that best suits client needs.
QUALIFICATIONS:
• Bachelor’s degree or higher.
• 5+ years’ relevant experience.
• Series 6, 63, & 65 or Series 7 & 66 required or willing to pursue...
mindmatch.ai -
1 similar job: Albany
Edward Jones-Garner (NC)
of new clients via face-to-face and virtual sourcing strategies.
• Continually develop yourself to grow personally and professionally.
Job Requirements
• High School Diploma/Equivalent required; Bachelor's degree preferred
• Series 7 and Series 66...
appcast.io -
Asheville
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Oakbridge Financial Group - Raleigh, NC-Raleigh
life and health licenses, FINRA Series 7 and 66 registrations.
• MBA, JD, CFP®, CPA or ChFC, a plus.
Individuals who excel at AXA Advisors come from many different professional backgrounds including:
• Sales
• Law
• Brokerage
• Management...
jobvertise.com -
Charlotte
and customer service required
• Minimum of five (5) years of experience managing staff within a financial sales environment required
• Series 7, 24, 63, 65, or 66 plus requisite state Life/Health Insurance and Annuity Licenses required
• Proficiency...
tiptopjob.com -
Charlotte
and connectivity.
Qualifications:
• FINRA Series 7, 66 required
• Bachelor’s Degree
• Minimum 5-7 years of experience in delivering world class client experiences within a broker-dealer.
• Strong understanding of financial products, investment strategies...
rockco.com -
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