Series 7 Jobs in Phoenix
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Search Results - Series 7 Jobs in Phoenix
USAA-Phoenix-
INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
• 8 or more years of related experience in financial services operations to include process improvement...
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Charles Schwab-Phoenix-
this role is for you.
What you have
Required:
• A valid and active Series 7 license is required
• A valid and active Series 66 (63/65) license required (license(s) may be obtained under a condition of employment)
Preferred:
• Bachelor’s degree...
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USAA-Phoenix-
Active Group 1 Life & Health license and required maintenance or ability to acquire within 90 days of hire.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able...
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Charles Schwab-Phoenix-
Intermediate Excel skills- ability to handle large amounts of data using Excel
Preferred Qualifications:
• Bachelor’s degree or 1+ year experience in the financial industry
• Experience working with regulatory or risk issues preferred
• SIE or Series 7...
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USAA-Phoenix-
maintenance or ability to acquire within 90 days of hire.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able to successfully pass background check and meet all USAA...
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Charles Schwab-Phoenix-
applications
• Intermediate Excel skills- ability to handle large amounts of data using Excel
• Bachelor’s degree or 2+ year experience in the financial industry
• Experience working with regulatory or risk issues preferred
• SIE or Series 7 preferred...
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USAA-Phoenix-
Series 7
• Current / Active Life/Health license
• CFP (Certified Financial Planner), CLU (Chartered Life Underwriter), or RICP (Retirement Income Certified Professional) designations
• 10 or more years of experience with wholesaling, sales training...
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Bank of America-Phoenix-
Qualifications :
• Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If you do not currently hold the 66 but have either a 63 or 65, an offer can be extended with the condition that a passing score is received for the missing series within 60...
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Phoenix-joincambridge.com-
industry regulations, procedures/policies or a related field within the financial industry.
Certificates & Licenses:
This job requires obtaining FINRA Securities Industry Essentials (SIE), Series 7 and 24.
Salary Range:
$70,000-85,000. The salary range...
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USAA-Phoenix-tiptopjob.com-
required.
Active Group 1 Life and Health license and required maintenance or ability to acquire within 90 days of hire.
Required maintenance of FINRA Series 7 license.
Required maintenance of FINRA Series 66 (or 63 and 65) license.
Must be able...
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Phoenix-joincambridge.com-
requires approximately 25% travel.
Certificates & Licenses:
• Financial Industry Regulatory Authority (FINRA) Series 7 required.
Salary Range:
$120,000-190,000. The salary range provided is a good faith estimate based on the ideal candidate’s...
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USAA-Phoenix-tiptopjob.com-
and required maintenance or ability to acquire within 90 days of hire.
Required maintenance of FINRA Series 7 license.
Required maintenance of FINRA Series 66 (or 63 and 65) license.
Must be able to successfully pass background check and meet all USAA...
Read more
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