Series 7 Jobs in Phoenix
Search jobs in
1 - 9 of 9
Search Results - Series 7 Jobs in Phoenix
USAA-Phoenix
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
Phoenix
of experience in compliance, industry regulations, procedures/policies or a related field within the financial industry.
Certificates & Licenses:
This job requires obtaining FINRA Securities Industry Essentials (SIE), Series 7 and 24.
Compensation: $60,000...
joincambridge.com -
Phoenix
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Phoenix
Knowledge and Compliance Education: Stay current on industry compliance issues, key trends, and relevant regulatory updates. Pursue continuing education to maintain FINRA Series 7 licensure and ensure adherence to best practices.
• Confidentiality...
joincambridge.com -
Edward Jones-Tempe, 8 mi from Phoenix
reports that can cause regulatory issues for the firm, the ability to sort through complex issues and make reasonable judgement calls is paramount.
A bachelor's degree in business with emphasis in Finance and/or Accounting is preferred.
Series 7 and 66...
Phoenix
/policies or a related field within the financial industry.
Certificates & Licenses:
This job requires obtaining FINRA Securities Industry Essentials (SIE), Series 7 and 24.
Compensation: $95,000-$120,000. This range is a good faith estimate...
joincambridge.com -
Edward Jones-Scottsdale, 11 mi from Phoenix
required; Bachelor's degree preferred
• 3-5 years of relevant experience in securities/financial services industry preferred
• Series 7 and Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned...
Phoenix
or relationship management. The candidate must have previous experience in finanical services recruiting financial professionals to join a broker dealer/RIA.
Financial Industry Regulatory Authority (FINRA) Series 7 is required.
Compensation: $175,000 base pay...
joincambridge.com -
Edward Jones-Surprise, 27 mi from Phoenix
or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during...
Companies now hiring in Phoenix:
Series 7 jobs – More cities:
Don’t miss out on new job openings!
Create a job alert for: Series 7, Phoenix
It's free, and you can cancel email updates at any time