Series 7 Jobs in San Diego
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Search Results - Series 7 Jobs in San Diego
Cetera Investment Services LLC-San Diego
the customer’s investment portfolio, financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job...
mindmatch.ai -
B2B CFO Partners, LLC-San Diego
years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note:
• This is NOT a W-2 CFO position; we are seeking candidates to join our firm as Partners, working from anywhere in the USA within...
appcast.io -
Robert Half-San Diego
compliance procedures as needed.
Qualifications:
Required Skills & Experience:
• Previous experience in broker-dealer compliance is mandatory, with a strong understanding of financial services regulations, including FINRA/SEC rules.
• Active Series 7...
mindmatch.ai -
San Diego
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
WestPac Wealth Partners-San Diego
Commitment Oriented
• SIE, Series 7 & 66 License, Life and Health (Have or will Obtain)
WHAT WE PROVIDE
• Industry-Leading, Proprietary Training and Education Systems
• Proprietary Planning Software
• Team-Work Culture
• Free Licensing
• Access...
mindmatch.ai -
Edward Jones-San Marcos (CA), 30 mi from San Diego
Financial services registration, licensing, or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered...
Bankers Life-San Diego
is right, expand your career into wealth management. Fully paid study programs for insurance licensing, SIE, Series 6, Series 7, Series 63, Series 66, Series 65, and CFP®.
Our career paths and training programs provide the support you need to take your...
mindmatch.ai -
Edward Jones-Escondido, 26 mi from San Diego
Financial services registration, licensing, or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered...
Cetera Financial Group-San Diego
to future opportunities that require industry experience and licenses (Insurance, FINRA Series 7, & 66 or 63/65 combo). This is a PART-TIME position.
What You Will Do:
• Act as a liaison between the registered representatives and their clients.
• Answer...
mindmatch.ai -
Robert Half-San Diego
compliance procedures as needed.
• Previous experience in broker-dealer compliance is mandatory, with a strong understanding of financial services regulations, including FINRA/SEC rules.
• Active Series 7 and Series 66 licenses (or equivalent) are required...
roberthalf.com -
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