Series 7 Jobs in San Francisco
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Search Results - Series 7 Jobs in San Francisco
Paulson Investment Company, LLC-San Francisco
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firms emphasis includes products...
mindmatch.ai -
Goldman Sachs Bank AG-San Francisco
solve and think outside the box? Our client and customer services and sales support teams across the firm embody a can-do attitude with a special talent for troubleshooting and problem solving. SIE, Series 7, 63, and/or 66 may be required (must...
appcast.io -
Morgan Stanley-San Francisco
Advisors
EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:
Education and/or Experience
• Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
• Two or more years of industry experience preferred
• High School...
mindmatch.ai -
B2B CFO Partners, LLC-San Francisco
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Morgan Stanley-San Francisco
with Financial Advisors
Education and/or Experience
• Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
• High School Diploma/Equivalency
• College degree preferred
• At least 5 years of industry experience required
• Demonstrated...
mindmatch.ai -
JPMorgan Chase & Co.-San Francisco
experience in Private Banking or Financial Services
• Bachelor’s Degree required
• Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
• Proven sales success...
appcast.io -
T. Rowe Price-San Francisco
and the client.
Qualifications
Required:
Bachelor's degree or the equivalent combination of education and relevant experience AND
8+ years of total relevant work experience
This role requires FINRA Series 7 & 66 licenses
Willingness to regularly travel...
Morgan Stanley-San Francisco
or industry experience required
• Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required
• Willingness to obtain additional licenses and/or designations as required
Knowledge/Skills
• Strong leadership skills
• Knowledge...
mindmatch.ai -
Tbwa Chiat/Day Inc-San Francisco
or more years of relevant experience may suffice.
• Ideal candidate has a background in private placements, investment banking, alternative assets, or similar fields.
• Extensive knowledge of securities laws and SEC/SRO rules and regulations.
• Series 7...
appcast.io -
Atlas Search-San Francisco
and learns quickly in a fast-paced environment
• Strong commitment to continuous professional development and improvement of the team
• Series 7 and 63 licenses are required
• Obtain CAIA within 2-3 years of hire
In Addition to base compensation...
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Parametric Portfolio Associates LLC.-San Francisco
or industry experience required
• Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required
• Willingness to obtain additional licenses and/or designations as required
Knowledge/Skills
• Strong leadership skills
• Knowledge...
appcast.io -
San Francisco
by regulatory agencies and the firm
• Additional duties as assigned
Qualifications:
• 1-3 years prior client service experience within financial industry, or equivalent experience, preferred
• Series 7 & 66 strongly preferred, and if not, willing to obtain...
rockco.com -
San Francisco
Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1...
icims.com -
Lenox Advisors-San Francisco
Ability to obtain, with training, State Variable Life & Health License and
• FINRA licensing including Series 6 or Series 7, Series 63...
mindmatch.ai -
Avenir Group-San Francisco
operational scalability.
Key Requirements:
1. Education:
• Bachelor’s degree in Finance, Economics, Mathematics, or a related field.
• Relevant certifications (e.g., Series 7, CFA, etc.) are a plus.
2. Experience:
• 2-4 years of experience in trading...
mindmatch.ai -
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