Series 7 Jobs in Santa Rosa
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Search Results - Series 7 Jobs in Santa Rosa
Paulson Investment Company, LLC-Santa Rosa
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firms emphasis includes products...
mindmatch.ai -
Edward Jones-Santa Rosa
Financial services registration, licensing, or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered...
Atlas Search-Santa Rosa
and learns quickly in a fast-paced environment
• Strong commitment to continuous professional development and improvement of the team
• Series 7 and 63 licenses are required
• Obtain CAIA within 2-3 years of hire
In Addition to base compensation...
mindmatch.ai -
B2B CFO Partners, LLC-Napa, 29 mi from Santa Rosa
as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA
• At least 15 years of professional experience since college graduation
Bonus:
• Has a series Series 7 and/or 79 license
Please Note...
appcast.io -
Morgan Stanley-Santa Rosa
Advisors
EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:
Education and/or Experience
• Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
• Two or more years of industry experience preferred
• High School...
mindmatch.ai -
Edward Jones-Healdsburg, 12 mi from Santa Rosa
Financial services registration, licensing, or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered...
Lenox Advisors-Santa Rosa
Ability to obtain, with training, State Variable Life & Health License and
• FINRA licensing including Series 6 or Series 7, Series 63...
mindmatch.ai -
Nasdaq Private Market-Santa Rosa
Experience:
• Previous experience in financial services industry
• Series 7, 63 and/or 99 licenses
• Knowledge of cap table management for private companies
• Ability to directly communicate with high-level clients
• Comfortable working independently...
mindmatch.ai -
Equitable Advisors-Santa Rosa
FINRA Series 7 and 66 licenses (other designations a plus)
3. Ability to draw upon past/present experiences and acquaintances to develop markets and sustain long-term relationships
4. Results-driven, highly motivated, self-starter who possesses integrity...
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Equitable Advisors-Santa Rosa
as sitting for the SIE which must be passed prior to onboarding
• We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to onboarding
• Results-driven, highly motivated, self-starter who possesses integrity, a strong...
mindmatch.ai -
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